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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
26
Schnieders Capital Management
California
$536K -$206K -14,350 -27%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$493K -$3.32K -232 -0.6%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$469K -$15K -1,045 -3%
VKH
29
Virtu KCG Holdings
New York
$435K +$463K +32,296 New
C
30
CFO4Life
Texas
$405K -$325K -22,658 -43%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$382K +$406K +28,311 New
OC
32
Oppenheimer & Co
New York
$357K -$12.9K -902 -3%
KeyBank National Association
33
KeyBank National Association
Ohio
$353K – – –
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$334K -$72.6K -5,069 -17%
Goldman Sachs
35
Goldman Sachs
New York
$283K +$128K +8,905 +74%
JMPWA
36
JP Morgan Private Wealth Advisors
California
$264K -$87.5K -6,105 -24%
DA
37
Doliver Advisors
Texas
$245K +$261K +18,190 New
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$233K -$46.9K -3,276 -16%
CA
39
Cetera Advisors
Colorado
$218K +$234K +16,366 New
Ameriprise
40
Ameriprise
Minnesota
$215K +$2.74K +191 +1%
FAAS
41
First Allied Advisory Services
California
$183K -$21.9K -1,529 -10%
HFS
42
HL Financial Services
Kentucky
$175K – – –
AIG
43
American International Group
New York
$166K +$1.22K +85 +0.7%
MFS
44
MSI Financial Services
Massachusetts
$164K +$1.13K +79 +0.7%
LCM
45
Landscape Capital Management
New Jersey
$159K -$38.9K -2,715 -19%
Creative Planning
46
Creative Planning
Kansas
$153K – – –
PA
47
Pinnacle Associates
New York
$141K -$6.32K -441 -4%
EAM
48
EULAV Asset Management
Florida
$138K +$147K +10,252 New
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$119K +$127K +8,849 New
NFG
50
Next Financial Group
Texas
$87K -$27.2K -1,900 -23%