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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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109 hedge funds and large institutions have $178M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

5% more capital invested

Capital invested by funds: $170M → $178M (+$8.51M)

5% more funds holding

Funds holding: 104 → 109 (+5)

0.38% more ownership

Funds ownership: 32.54% → 32.92% (+0.38%)

39% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 41

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
109
Holders Change
+5
Holders Change %
+4.81%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
25
Reduced
41
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$4.67M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
+$2.52M
3
RCM
Rivernorth Capital Management
Florida
+$1.54M
4
Wells Fargo
Wells Fargo
California
+$737K
5
PIWA
Prevail Innovative Wealth Advisors
Kansas
+$541K

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$1.95M
2
CA
Cornerstone Advisors
North Carolina
-$1.43M
3
AAM
Advisors Asset Management
Colorado
-$1.39M
4
AA
AQR Arbitrage
Connecticut
-$1.1M
5
GC
Guggenheim Capital
Illinois
-$948K
Name Holding Trade Value Shares
Change 		Change in
Stake
DAS
51
Diversify Advisory Services
Utah
$389K – – –
WS
52
Wedbush Securities
California
$381K -$1.29K -89 -0.3%
LWL
53
Leo Wealth LLC
Texas
$342K – – –
SWP
54
Sagespring Wealth Partners
Tennessee
$332K +$19.8K +1,362 +6%
SF
55
Summit Financial
New Jersey
$304K +$20.4K +1,408 +7%
Calamos Advisors
56
Calamos Advisors
Illinois
$290K +$50.4K +3,475 +22%
Lido Advisors
57
Lido Advisors
California
$286K +$5.64K +389 +2%
QC
58
Quantedge Capital
Singapore
$278K -$252K -17,400 -48%
MQWP
59
Morey & Quinn Wealth Partners
Nebraska
$248K – – –
ICMP
60
Integrated Capital Management (Pennsylvania)
Pennsylvania
$247K +$29.6K +2,044 +14%
Mariner
61
Mariner
Kansas
$241K -$70.7K -4,874 -23%
BRWA
62
B. Riley Wealth Advisors
Florida
$238K -$180K -12,421 -44%
HighTower Advisors
63
HighTower Advisors
Illinois
$237K -$1.19K -82 -0.5%
Rockefeller Capital Management
64
Rockefeller Capital Management
New York
$231K +$225K +15,490 New
PA
65
Pinnacle Associates
New York
$224K – – –
AIS
66
Accredited Investor Services
Minnesota
$214K -$1.81K -125 -0.9%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$213K -$522 -36 -0.3%
KWM
68
Kingsview Wealth Management
Oregon
$211K -$4.19K -289 -2%
KFA
69
Kapstone Financial Advisors
Ohio
$209K +$20.3K +1,400 +11%
UPS
70
UHLMANN PRICE SECURITIES
Illinois
$205K +$200K +13,781 New
WA
71
Waverly Advisors
Alabama
$201K -$5.64K -389 -3%
AF
72
Allworth Financial
California
$200K – – –
KAS
73
Kestra Advisory Services
Texas
$183K -$14.6K -1,009 -8%
HIP
74
HUB Investment Partners
Texas
$180K +$175K +12,096 New
PAS
75
PKS Advisory Services
New York
$177K -$7.67K -529 -4%
1 2
3
4 5

DIAX Hedge Fund Activity: Q3 2025 in Review

109 of the 7,631 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2025, worth a combined $178M — up 5% from $170M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DIAX positions and 6 closed out — a net gain of 6 holders — while 25 added to existing stakes and 41 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $4.67M. The largest seller was Shaker Financial Services, cutting an estimated $1.95M.

  • 109 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2025, up from 104 in Q2 2025.
  • Funds reported $178M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2025, up 5% quarter-over-quarter.
  • 12 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2025 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2025 was Saba Capital Management, an estimated $4.67M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2025 was Shaker Financial Services, an estimated $1.95M sold.

Based on aggregated 13F filings for Q3 2025.