Allworth Financial’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Allworth Financial’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-13,432	Closed	-$205K	–	5234
2025 Q4	$205K	Hold	13,432	–	–	﹤0.01%	1330
2025 Q3	$200K	Hold	13,432	–	–	﹤0.01%	1306
2025 Q2	$193K	Buy	+13,432	New	+$187K	﹤0.01%	1196
2024 Q2	–	Sell	-4,320	Closed	-$63.3K	–	3708
2024 Q1	$63.3K	Hold	4,320	–	–	﹤0.01%	1206
2023 Q4	$60.5K	Buy	+4,320	New	+$58.9K	﹤0.01%	1123

Other funds holding DIAX

Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return

FAM

Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return

PTC

Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Allworth Financial's DIAX Position: Q1 2026 in Review

Allworth Financial sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 13,432 shares — an estimated $205K sold.

Allworth Financial first reported a position in DIAX in Q4 2023 and held it in 5 quarters. The position peaked at $205K in Q4 2025. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

Allworth Financial reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
Allworth Financial sold 13,432 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $205K.
Allworth Financial first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2023 and held it in 5 quarters.
Allworth Financial's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $205K in Q4 2025.
3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Allworth Financial's 13F filing for Q1 2026, filed 15 May 2026.