Waverly Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Waverly Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-11,613	Closed	-$177K	–	1636
2025 Q4	$177K	Sell	11,613 -1,865	-14%	-$27.7K	﹤0.01%	1394
2025 Q3	$201K	Sell	13,478 -389	-3%	-$5.64K	﹤0.01%	1216
2025 Q2	$199K	Sell	13,867 -331	-2%	-$4.61K	﹤0.01%	1130
2025 Q1	$206K	Buy	14,198 +6	+0%	+$90	﹤0.01%	1044
2024 Q4	$214K	Buy	+14,192	New	+$215K	﹤0.01%	908

Other funds holding DIAX

Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return

FAM

Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return

PTC

Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Waverly Advisors's DIAX Position: Q1 2026 in Review

Waverly Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 11,613 shares — an estimated $177K sold.

Waverly Advisors first reported a position in DIAX in Q4 2024 and held it in 5 quarters. The position peaked at $214K in Q4 2024. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

Waverly Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
Waverly Advisors sold 11,613 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $177K.
Waverly Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2024 and held it in 5 quarters.
Waverly Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $214K in Q4 2024.
3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Waverly Advisors's 13F filing for Q1 2026, filed 15 May 2026.