Kapstone Financial Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Kapstone Financial Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-14,535	Closed	-$222K	–	159
2025 Q4	$222K	Buy	14,535 +470	+3%	+$6.99K	0.11%	107
2025 Q3	$209K	Buy	14,065 +1,400	+11%	+$20.3K	0.1%	110
2025 Q2	$182K	Buy	+12,665	New	+$176K	0.09%	111

Other funds holding DIAX

Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return

FAM

Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return

PTC

Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Kapstone Financial Advisors's DIAX Position: Q1 2026 in Review

Kapstone Financial Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 14,535 shares — an estimated $222K sold.

Kapstone Financial Advisors first reported a position in DIAX in Q2 2025 and held it in 3 quarters. The position peaked at $222K in Q4 2025. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

Kapstone Financial Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
Kapstone Financial Advisors sold 14,535 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $222K.
Kapstone Financial Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q2 2025 and held it in 3 quarters.
Kapstone Financial Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $222K in Q4 2025.
3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Kapstone Financial Advisors's 13F filing for Q1 2026, filed 22 Apr 2026.