Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
53 hedge funds and large institutions have $111M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 28 reducing their positions, and 7 closing their positions.
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.32% less ownership
Funds ownership: 21.58% → 21.26% (-0.32%)
1% less capital invested
Capital invested by funds: $112M → $111M (-$915K)
2% less funds holding
Funds holding: 54 → 53 (-1)
14% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 7
57% less repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 28
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$2.57M |
| 2 |
CIA
Capital Investment Advisors
Atlanta,
Georgia
|
+$1.13M |
| 3 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$879K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$815K |
| 5 |
Cohen & Steers
New York
|
+$719K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$2.37M |
| 2 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
-$1.41M |
| 3 |
1832 Asset Management
Toronto,
Ontario, Canada
|
-$911K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$634K |
| 5 |
KIM
Karpus Investment Management
Pittsford,
New York
|
-$610K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MFW
51
Mosaic Family Wealth
St. Louis,
Missouri
| $15K | – | – | – |
|
|
NFG
52
Next Financial Group
Houston,
Texas
| $14K | -$44.4K | -3,130 | -76% |
|
|
CCM
53
Cribstone Capital Management
Augusta,
Maine
| $4K | +$4.13K | +291 | New |
|
|
OC
54
Oppenheimer & Co
New York
| – | -$378K | -26,779 | Closed |
|
55
Goldman Sachs
New York
| – | -$248K | -17,582 | Closed |
|
|
DA
56
Doliver Advisors
Houston,
Texas
| – | -$228K | -16,190 | Closed |
|
|
SFS
57
Shaker Financial Services
Arlington,
Virginia
| – | -$207K | -14,652 | Closed |
|
|
LCM
58
Landscape Capital Management
Englewood,
New Jersey
| – | -$150K | -10,662 | Closed |
|
|
AIG
59
American International Group
New York
| – | -$126K | -8,921 | Closed |
|
|
AA
60
Apriem Advisors
Irvine,
California
| – | -$8K | -600 | Closed |
|
DIAX Hedge Fund Activity: Q2 2016 in Review
53 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2016, worth a combined $111M — down 0.81% from $112M a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of DIAX and 6 opened new positions — a net loss of 1 holder — while 28 trimmed existing stakes and 12 added.
The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $2.57M. The largest seller was LPL Financial, cutting an estimated $2.37M.
- 53 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2016, down from 54 in Q1 2016.
- Funds reported $111M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2016, down 0.81% quarter-over-quarter.
- 6 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2016 and 7 closed out, a net change of -1 holder.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2016 was Ladenburg Thalmann Financial Services, an estimated $2.57M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2016 was LPL Financial, an estimated $2.37M sold.
Based on aggregated 13F filings for Q2 2016.