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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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62 hedge funds and large institutions have $94.4M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 26 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

11% more funds holding

Funds holding: 56 → 62 (+6)

1.32% more ownership

Funds ownership: 18.08% → 19.4% (+1.3%)

3% less capital invested

Capital invested by funds: $96.9M → $94.4M (-$2.47M)

46% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 26

Holders
62
Holders Change
+6
Holders Change %
+10.71%
% of All Funds
1.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
14
Reduced
26
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PPA
Parametric Portfolio Associates
Washington
+$5.82M
2
KIM
Karpus Investment Management
New York
+$3.99M
3
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$1.69M
4
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$1.28M
5
AAM
Advisors Asset Management
Colorado
+$868K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$5.45M
2
WAM
Wolverine Asset Management
Illinois
-$715K
3
Invesco
Invesco
Georgia
-$522K
4
GC
Guggenheim Capital
Illinois
-$353K
5
C
CFO4Life
Texas
-$325K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
51
Citigroup
New York
$53K +$57 +4 +0.1%
RWM
52
Rezny Wealth Management
Florida
$52K – – –
SNT
53
Security National Trust
West Virginia
$40K – – –
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$26K – – –
WRM
55
Westport Resources Management
Connecticut
$17K – – –
PSI
56
Pinnacle Summer Investments
Virginia
$17K +$17.9K +1,252 New
RIA
57
Regal Investment Advisors
Michigan
$9K +$9.81K +685 New
AA
58
Apriem Advisors
California
$8K -$9.56K -667 -53%
WA
59
WFG Advisors
Texas
$7K – – –
AAM
60
American Asset Management
Florida
$5K +$4.64K +324 New
SA
61
SRH Advisors
Kansas
$4K – – –
KTC
62
Kistler-Tiffany Companies
Pennsylvania
$1K – – –
NPC
63
National Planning Corporation
California
– -$173K -11,861 Closed
SFS
64
Shaker Financial Services
Virginia
– -$148K -10,000 Closed
US Bancorp
65
US Bancorp
Minnesota
– -$32K -2,165 Closed
BRWM
66
B. Riley Wealth Management
Tennessee
– -$8K -600 Closed
SC
67
Searle & Co
Connecticut
– -$3K -203 Closed
1 2
3

DIAX Hedge Fund Activity: Q3 2015 in Review

62 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2015, worth a combined $94.4M — down 2.5% from $96.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DIAX positions and 5 closed out — a net gain of 6 holders — while 14 added to existing stakes and 26 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $5.82M. The largest seller was Wells Fargo, cutting an estimated $5.45M.

  • 62 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2015, up from 56 in Q2 2015.
  • Funds reported $94.4M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2015, down 2.5% quarter-over-quarter.
  • 11 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2015 and 5 closed out, a net change of +6 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2015 was Parametric Portfolio Associates, an estimated $5.82M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2015 was Wells Fargo, an estimated $5.45M sold.

Based on aggregated 13F filings for Q3 2015.