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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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68 hedge funds and large institutions have $108M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 15

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

7% more capital invested

Capital invested by funds: $101M → $108M (+$7.05M)

0.37% more ownership

Funds ownership: 15.77% → 16.14% (+0.37%)

0% more funds holding

Funds holding: 68 → 68 (0)

Holders
68
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
21
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.97M
2
UBS Group
UBS Group
Switzerland
+$1.51M
3
RJA
Raymond James & Associates
Florida
+$1.35M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.02M
5
Morgan Stanley
Morgan Stanley
New York
+$1.01M

Top Sellers

Rank Fund Capital Flow
1
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$2.44M
2
GC
Guggenheim Capital
Illinois
-$1.41M
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$1.1M
4
Invesco
Invesco
Georgia
-$1.1M
5
JMPWA
JP Morgan Private Wealth Advisors
California
-$710K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCA
26
Benchmark Capital Advisors
New York
$702K -$28K -1,487 -4%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$632K -$37.8K -2,008 -6%
NFG
28
Nations Financial Group
Iowa
$527K – – –
KeyBank National Association
29
KeyBank National Association
Ohio
$410K – – –
DAS
30
Dynamic Advisor Solutions
Arizona
$401K +$128K +6,823 +46%
SWP
31
Stratos Wealth Partners
Ohio
$348K – – –
AG
32
Advisor Group
Arizona
$312K +$32.5K +1,725 +11%
FHA
33
Flagship Harbor Advisors
Massachusetts
$269K -$941 -50 -0.3%
CA
34
Calton & Associates
Florida
$258K +$252K +13,420 New
MA
35
Montag & Associates
Georgia
$218K +$222K +11,787 New
PA
36
Pinnacle Associates
New York
$197K – – –
TYCC
37
Texas Yale Capital Corp
Florida
$192K – – –
IA
38
IFP Advisors
Florida
$188K +$26.8K +1,425 +16%
RJT
39
Raymond James Trust
Florida
$187K +$191K +10,142 New
Stifel Financial
40
Stifel Financial
Missouri
$186K -$521K -27,688 -73%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$140K -$182K -9,688 -56%
SPIA
42
Steward Partners Investment Advisory
New York
$129K +$1.17K +62 +0.9%
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$118K – – –
PGWM
44
Parisi Gray Wealth Management
New Jersey
$115K – – –
AWM
45
Aevitas Wealth Management
Massachusetts
$110K – – –
NMC
46
Nine Masts Capital
Hong Kong
$87K +$88.4K +4,700 New
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$80K -$209K -11,100 -72%
SNT
48
Security National Trust
West Virginia
$55K – – –
US Bancorp
49
US Bancorp
Minnesota
$54K +$1.94K +103 +4%
GWM
50
Geneos Wealth Management
Colorado
$48K -$50.7K -2,695 -51%
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DIAX Hedge Fund Activity: Q2 2018 in Review

68 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2018, worth a combined $108M — up 7% from $101M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DIAX positions and 7 closed out — a net gain of 1 holder — while 21 added to existing stakes and 15 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.97M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $2.44M sold.

  • 68 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2018, unchanged from Q1 2018.
  • Funds reported $108M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2018, up 7% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2018 and 7 closed out, a net change of +1 holder.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2018 was Wells Fargo, an estimated $1.97M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2018 was 1832 Asset Management, an estimated $2.44M sold.

Based on aggregated 13F filings for Q2 2018.