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Capital Southwest

91 hedge funds and large institutions have $148M invested in Capital Southwest in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

10% more funds holding

Funds holding: 8391 (+8)

4% more call options, than puts

Call options by funds: $1.62M | Put options by funds: $1.56M

3% more capital invested

Capital invested by funds: $145M → $148M (+$3.64M)

0.48% less ownership

Funds ownership: 25.62%25.14% (-0.48%)

8% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 26

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
91
Holders Change
+8
Holders Change %
+9.64%
% of All Funds
1.4%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
19
Increased
24
Reduced
26
Closed
10
Calls
$1.62M
Puts
$1.56M
Net Calls
+$58K
Net Calls Change
+$1.55M
Name Holding Trade Value Shares
Change
Change in
Stake
TWA
76
TCI Wealth Advisors
Arizona
$51K
HNB
77
Huntington National Bank
Ohio
$51K +$53.4K +2,001 +200,100%
RIM
78
Rockbridge Investment Management
New York
$27K
Group One Trading
79
Group One Trading
Illinois
$23K
PFGIA
80
Patriot Financial Group Insurance Agency
Massachusetts
$23K
EWM
81
Elmwood Wealth Management
California
$15K +$15.9K +597 New
CT
82
Cambridge Trust
Massachusetts
$15K +$16K +600 New
AF
83
Allworth Financial
California
$13K -$58K -2,172 -81%
AIP
84
Ahrens Investment Partners
Louisiana
$13K +$13.4K +500 New
TWM
85
Tradition Wealth Management
Minnesota
$8K
S
86
SignatureFD
Georgia
$5K
Northwestern Mutual Wealth Management
87
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5.66K +212 New
BA
88
Bivin & Associates
Oklahoma
$3K +$2.67K +100 New
QT
89
Quantbot Technologies
New York
$2K +$2.67K +100 New
BFEC
90
Benjamin F. Edwards & Company
Missouri
$1K
Millennium Management
91
Millennium Management
New York
-$572K -22,708 Closed
AllianceBernstein
92
AllianceBernstein
Tennessee
-$358K -14,222 Closed
OC
93
Oppenheimer & Co
New York
-$300K -11,915 Closed
WT
94
Washington Trust
Rhode Island
-$143K -5,676 Closed
PI
95
PEAK6 Investments
Illinois
-$74.8K -2,801 Closed
Deutsche Bank
96
Deutsche Bank
Germany
-$66K -2,616 Closed
FIA
97
FNY Investment Advisers
New York
-$62K -2,500 Closed
DOA
98
D'Orazio & Associates
Virginia
-$33K -1,308 Closed
TRCT
99
Tower Research Capital (TRC)
New York
-$28K -1,128 Closed
LPWM
100
Lake Point Wealth Management
Texas
-$3K -100 Closed

CSWC Hedge Fund Activity: Q4 2021 in Review

91 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2021, worth a combined $148M — up 2.5% from $145M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CSWC positions and 10 closed out — a net gain of 9 holders — while 24 added to existing stakes and 26 trimmed.

The largest buyer was Quadrature Capital, adding an estimated $1.6M. The largest seller was Morgan Stanley, cutting an estimated $737K.

  • 91 institutional investors held Capital Southwest (CSWC) as of Q4 2021, up from 83 in Q3 2021.
  • Funds reported $148M of Capital Southwest stock for Q4 2021, up 2.5% quarter-over-quarter.
  • 19 funds opened new Capital Southwest positions in Q4 2021 and 10 closed out, a net change of +9 holders.
  • The largest Capital Southwest buyer in Q4 2021 was Quadrature Capital, an estimated $1.6M added.
  • The largest Capital Southwest seller in Q4 2021 was Morgan Stanley, an estimated $737K sold.

Based on aggregated 13F filings for Q4 2021.