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Capital Southwest
CSWC

Overview Fund Activity

91 hedge funds and large institutions have $148M invested in Capital Southwest in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
91
Holders Change
+8
Holders Change %
+9.64%
% of All Funds
1.41%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
19
Increased
24
Reduced
26
Closed
10
Calls
$1.62M
Puts
$1.57M
Net Calls
+$58K
Net Calls Change
+$1.55M

Top Buyers

1
QC
1
Quadrature Capital
United Kingdom
$2.24M
2
VanEck Associates
2
VanEck Associates
New York
$9.58M
3
MCM
3
McKinley Capital Management
Alaska
$2.5M
4
Ameriprise
4
Ameriprise
Minnesota
$1.45M
5
Marshall Wace
5
Marshall Wace
United Kingdom
$1.32M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.43M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$4.54M
3
Millennium Management
3
Millennium Management
New York
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$449K
5
First Manhattan
5
First Manhattan
New York
$11M
Name Holding Trade Value Shares
Change 		Shares
Change %
TWA
76
TCI Wealth Advisors
Arizona
$51K – – –
HNB
77
Huntington National Bank
Ohio
$51K +$51K +2,001 +200,100%
RIM
78
Rockbridge Investment Management
New York
$27K – – –
PFGIA
79
Patriot Financial Group Insurance Agency
Massachusetts
$23K – – –
Group One Trading
80
Group One Trading
Illinois
$23K – – –
EWM
81
Elmwood Wealth Management
California
$15K +$15K +597 New
CT
82
Cambridge Trust
Massachusetts
$15K +$15K +600 New
AF
83
Allworth Financial
California
$13K -$56.5K -2,172 -81%
AIP
84
Ahrens Investment Partners
Louisiana
$13K +$13K +500 New
TWM
85
Tradition Wealth Management
Minnesota
$8K – – –
S
86
SignatureFD
Georgia
$5K – – –
Northwestern Mutual Wealth Management
87
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5K +212 New
BA
88
Bivin & Associates
Oklahoma
$3K +$3K +100 New
QT
89
Quantbot Technologies
New York
$2K +$2K +100 New
BFEC
90
Benjamin F. Edwards & Company
Missouri
$1K – – –
Millennium Management
91
Millennium Management
New York
– -$572K -22,708 Closed
AllianceBernstein
92
AllianceBernstein
Tennessee
– -$358K -14,222 Closed
OC
93
Oppenheimer & Co
New York
– -$300K -11,915 Closed
WT
94
Washington Trust
Rhode Island
– -$143K -5,676 Closed
PI
95
PEAK6 Investments
Illinois
– -$71K -2,801 Closed
Deutsche Bank
96
Deutsche Bank
Germany
– -$66K -2,616 Closed
FIA
97
FNY Investment Advisers
New York
– -$62K -2,500 Closed
DOA
98
D'Orazio & Associates
Virginia
– -$33K -1,308 Closed
TRCT
99
Tower Research Capital (TRC)
New York
– -$28K -1,128 Closed
LPWM
100
Lake Point Wealth Management
Texas
– -$3K -100 Closed
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