Allworth Financial’s Capital Southwest CSWC Stock Holding History

Allworth Financial’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$155K	Buy	6,535 +947	+17%	+$22.2K	﹤0.01%	1667
2026 Q1	$124K	Buy	5,588 +743	+15%	+$16.8K	﹤0.01%	1704
2025 Q4	$107K	Buy	4,845 +219	+5%	+$4.62K	﹤0.01%	1709
2025 Q3	$101K	Buy	4,626 +26	+0.6%	+$592	﹤0.01%	1684
2025 Q2	$101K	Buy	+4,600	New	+$94.7K	﹤0.01%	1545
2022 Q2	–	Sell	-500	Closed	-$12K	–	2468
2022 Q1	$12K	Hold	500	–	–	﹤0.01%	1426
2021 Q4	$13K	Sell	500 -2,172	-81%	-$58K	﹤0.01%	1285
2021 Q3	$67K	Hold	2,672	–	–	﹤0.01%	710
2021 Q2	$62K	Buy	2,672 +415	+18%	+$10.3K	﹤0.01%	563
2021 Q1	$50K	Buy	+2,257	New	+$46.1K	﹤0.01%	573

Other funds holding CSWC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Allworth Financial's CSWC Position: Q2 2026 in Review

Allworth Financial increased its Capital Southwest (CSWC) stake by 17% in Q2 2026, buying an estimated $22.2K and bringing the position to 6,535 shares worth $155K. The position accounts for ﹤0.01% of the portfolio, ranked #1667.

Allworth Financial first reported a position in CSWC in Q1 2021 and has held it in 10 quarters since. 190 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

Allworth Financial held 6,535 shares of Capital Southwest worth $155K as of Q2 2026.
Allworth Financial bought 947 Capital Southwest shares in Q2 2026, an estimated $22.2K.
Capital Southwest made up ﹤0.01% of Allworth Financial's portfolio in Q2 2026, its #1667 holding.
Allworth Financial first reported a position in Capital Southwest in Q1 2021 and has held it in 10 quarters since.
190 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on Allworth Financial's 13F filing for Q2 2026, filed 11 Aug 2026.