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D'Orazio & Associates’s Capital Southwest CSWC Stock Holding History

D'Orazio & Associates’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-1,308
Closed -$33K – 233
2021
Q3 		$33K Buy
1,308
+308
+31% +$8.02K 0.01% 266
2021
Q2 		$23K Buy
+1,000
New +$24.8K 0.01% 241

Other funds holding CSWC

SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

D'Orazio & Associates's CSWC Position: Q4 2021 in Review

D'Orazio & Associates sold out of Capital Southwest (CSWC) in Q4 2021, closing a stake of 1,308 shares — an estimated $33K sold.

D'Orazio & Associates first reported a position in CSWC in Q2 2021 and held it in 2 quarters. The position peaked at $33K in Q3 2021. 91 funds tracked by Wall St. Rank hold CSWC as of Q4 2021.

  • D'Orazio & Associates reported no remaining Capital Southwest position as of Q4 2021 after selling out during the quarter.
  • D'Orazio & Associates sold 1,308 Capital Southwest shares in Q4 2021, an estimated $33K.
  • D'Orazio & Associates first reported a position in Capital Southwest in Q2 2021 and held it in 2 quarters.
  • D'Orazio & Associates's Capital Southwest position peaked at $33K in Q3 2021.
  • 91 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2021.

Based on D'Orazio & Associates's 13F filing for Q4 2021, filed 7 Feb 2022.