PEAK6 Investments’s Capital Southwest CSWC Stock Holding History

PEAK6 Investments’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-9,124	Closed	-$209K	–	4309
2023 Q3	$209K	Buy	9,124 +1,775	+24%	+$38.5K	﹤0.01%	3038
2023 Q2	$145K	Sell	7,349 -215	-3%	-$3.96K	﹤0.01%	3061
2023 Q1	$134K	Buy	+7,564	New	+$139K	﹤0.01%	3363
2022 Q4	–	Sell	-8,323	Closed	-$141K	–	4566
2022 Q3	$141K	Sell	8,323 -7,061	-46%	-$136K	﹤0.01%	3884
2022 Q2	$293K	Buy	15,384 +10,687	+228%	+$235K	﹤0.01%	4392
2022 Q1	$111K	Buy	+4,697	New	+$115K	﹤0.01%	4232
2021 Q4	–	Sell	-2,801	Closed	-$74.8K	–	5204
2021 Q3	$71K	Buy	+2,801	New	+$72.9K	﹤0.01%	4484

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

BPA

Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

PEAK6 Investments's CSWC Position: Q4 2023 in Review

PEAK6 Investments sold out of Capital Southwest (CSWC) in Q4 2023, closing a stake of 9,124 shares — an estimated $209K sold.

PEAK6 Investments first reported a position in CSWC in Q3 2021 and held it in 7 quarters. The position peaked at $293K in Q2 2022. 136 funds tracked by Wall St. Rank hold CSWC as of Q4 2023.

PEAK6 Investments reported no remaining Capital Southwest position as of Q4 2023 after selling out during the quarter.
PEAK6 Investments sold 9,124 Capital Southwest shares in Q4 2023, an estimated $209K.
PEAK6 Investments first reported a position in Capital Southwest in Q3 2021 and held it in 7 quarters.
PEAK6 Investments's Capital Southwest position peaked at $293K in Q2 2022.
136 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2023.

Based on PEAK6 Investments's 13F filing for Q4 2023, filed 13 Feb 2024.