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Oppenheimer & Co’s Capital Southwest CSWC Stock Holding History

Oppenheimer & Co’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-14,943
Closed -$334K – 1616
2025
Q1 		$334K Sell
14,943
-12
-0.1% -$271 0.01% 1224
2024
Q4 		$326K Buy
+14,955
New +$352K ﹤0.01% 1226
2024
Q3 		– Sell
-38,259
Closed -$998K – 1523
2024
Q2 		$998K Sell
38,259
-1,640
-4% -$42.1K 0.02% 775
2024
Q1 		$996K Sell
39,899
-755
-2% -$18.4K 0.02% 741
2023
Q4 		$964K Buy
40,654
+9,066
+29% +$202K 0.02% 719
2023
Q3 		$723K Buy
31,588
+14,483
+85% +$314K 0.01% 796
2023
Q2 		$337K Buy
+17,105
New +$315K 0.01% 1124
2021
Q4 		– Sell
-11,915
Closed -$300K – 1503
2021
Q3 		$300K Buy
11,915
+2,456
+26% +$64K 0.01% 1224
2021
Q2 		$220K Buy
+9,459
New +$235K ﹤0.01% 1384

Other funds holding CSWC

UBP
Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
Balyasny Asset Management
Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return
Millennium Management
Millennium Management New York $240B AUM 35.51% 1-Year Est. Return
TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return

Oppenheimer & Co's CSWC Position: Q2 2025 in Review

Oppenheimer & Co sold out of Capital Southwest (CSWC) in Q2 2025, closing a stake of 14,943 shares — an estimated $334K sold.

Oppenheimer & Co first reported a position in CSWC in Q2 2021 and held it in 9 quarters. The position peaked at $998K in Q2 2024. 177 funds tracked by Wall St. Rank hold CSWC as of Q2 2025.

  • Oppenheimer & Co reported no remaining Capital Southwest position as of Q2 2025 after selling out during the quarter.
  • Oppenheimer & Co sold 14,943 Capital Southwest shares in Q2 2025, an estimated $334K.
  • Oppenheimer & Co first reported a position in Capital Southwest in Q2 2021 and held it in 9 quarters.
  • Oppenheimer & Co's Capital Southwest position peaked at $998K in Q2 2024.
  • 177 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2025.

Based on Oppenheimer & Co's 13F filing for Q2 2025, filed 31 Jul 2025.