Capital Southwest
CSWC
47 hedge funds and large institutions have $134M invested in Capital Southwest in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 12 closing their positions.
22% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 9
2% less capital invested
Capital invested by funds: $136M → $134M (-$2.08M)
6% less funds holding
Funds holding: 50 → 47 (-3)
17% less first-time investments, than exits
New positions opened: 10 | Existing positions closed: 12
40% less funds holding in top 10
Funds holding in top 10: 5 → 3 (-2)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $18K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AI
Ariel Investments
Chicago,
Illinois
|
+$4.95M |
| 2 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$4.91M |
| 3 |
KACA
Kayne Anderson Capital Advisors
Los Angeles,
California
|
+$876K |
| 4 |
SCM
Silver Capital Management
New York
|
+$683K |
| 5 |
New York State Common Retirement Fund
Albany,
New York
|
+$563K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ETC
Evercore Trust Company
New York
|
-$2.64M |
| 2 |
GCM
Greywolf Capital Management
Purchase,
New York
|
-$2.26M |
| 3 |
Artisan Partners
Milwaukee,
Wisconsin
|
-$1.4M |
| 4 |
GCP
GSA Capital Partners
London,
United Kingdom
|
-$1.24M |
| 5 |
RRAM
River Road Asset Management
Louisville,
Kentucky
|
-$1.03M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Invesco
Atlanta,
Georgia
| – | -$379K | -27,293 | Closed |
|
52
Parallax Volatility Advisers
San Francisco,
California
| – | -$313K | -22,591 | Closed |
|
|
DTL
53
Dynamic Technology Lab
Singapore
| – | -$291K | -21,047 | Closed |
|
|
CS
54
Credit Suisse
Zurich,
Switzerland
| – | -$228K | -16,470 | Closed |
|
|
VDI
55
Vaughan David Investments
Peoria,
Illinois
| – | -$186K | -13,440 | Closed |
|
|
EHC
56
Everett Harris & Co
Los Angeles,
California
| – | -$181K | -13,040 | Closed |
|
|
PI
57
PineBridge Investments
New York
| – | -$73K | -5,252 | Closed |
|
58
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$20K | -1,410 | Closed |
|
59
Wells Fargo
San Francisco,
California
| – | +$14 | +1 | New |
|
CSWC Hedge Fund Activity: Q2 2016 in Review
47 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2016, worth a combined $134M — down 1.5% from $136M a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of CSWC and 10 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 11 added.
The largest buyer was Ariel Investments, adding an estimated $4.95M. The largest seller was Evercore Trust Company, cutting an estimated $2.64M.
- 47 institutional investors held Capital Southwest (CSWC) as of Q2 2016, down from 50 in Q1 2016.
- Funds reported $134M of Capital Southwest stock for Q2 2016, down 1.5% quarter-over-quarter.
- 10 funds opened new Capital Southwest positions in Q2 2016 and 12 closed out, a net change of -2 holders.
- The largest Capital Southwest buyer in Q2 2016 was Ariel Investments, an estimated $4.95M added.
- The largest Capital Southwest seller in Q2 2016 was Evercore Trust Company, an estimated $2.64M sold.
Based on aggregated 13F filings for Q2 2016.