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Capital Southwest
CSWC

66 hedge funds and large institutions have $179M invested in Capital Southwest in 2019 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

5% more funds holding

Funds holding: 63 → 66 (+3)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 16

4.21% less ownership

Funds ownership: 53.15% → 48.94% (-4.2%)

7% less capital invested

Capital invested by funds: $193M → $179M (-$13.3M)

Holders
66
Holders Change
+3
Holders Change %
+4.76%
% of All Funds
1.43%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
14
Increased
16
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
+$2.42M
2
VEA
Virtus ETF Advisers
New York
+$2.2M
3
Legal & General Group
Legal & General Group
United Kingdom
+$1.94M
4
Russell Investments Group
Russell Investments Group
United Kingdom
+$564K
5
California Public Employees Retirement System
California Public Employees Retirement System
California
+$482K

Top Sellers

Rank Fund Capital Flow
1
RRAM
River Road Asset Management
Kentucky
-$12.6M
2
ZIG
Zuckerman Investment Group
Illinois
-$2.64M
3
RJA
Raymond James & Associates
Florida
-$2.35M
4
AI
Ariel Investments
Illinois
-$1.77M
5
MCP
Moab Capital Partners
New York
-$1.42M
Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$1.03M +$401K +18,467 +60%
Morgan Stanley
27
Morgan Stanley
New York
$920K +$189K +8,681 +25%
AR
28
Advisory Research
Illinois
$899K -$85.9K -3,954 -8%
Wells Fargo
29
Wells Fargo
California
$854K +$21.9K +1,009 +3%
OAM
30
Oxford Asset Management
United Kingdom
$787K +$422K +19,443 +107%
Citadel Advisors
31
Citadel Advisors
Florida
$738K +$460K +21,161 +151%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$643K +$333K +15,353 +100%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$574K -$30.2K -1,392 -5%
California Public Employees Retirement System
34
California Public Employees Retirement System
California
$465K +$482K +22,200 New
Connor, Clark & Lunn Investment Management (CC&L)
35
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$418K +$162K +7,450 +59%
Two Sigma Advisers
36
Two Sigma Advisers
New York
$409K +$424K +19,500 New
BA
37
Bard Associates
Illinois
$406K – – –
WS
38
Wedbush Securities
California
$394K – – –
HKAM
39
Horizon Kinetics Asset Management
New York
$392K – – –
Creative Planning
40
Creative Planning
Kansas
$391K -$40.7K -1,875 -9%
Squarepoint
41
Squarepoint
New York
$375K +$389K +17,901 New
WGA
42
Weather Gauge Advisory
Virginia
$360K +$3.61K +166 +1%
GIM
43
Greenwich Investment Management
Connecticut
$330K – – –
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$255K +$3.21K +148 +1%
EGA
45
Eagle Global Advisors
Texas
$254K – – –
Marshall Wace
46
Marshall Wace
United Kingdom
$253K +$263K +12,087 New
Geode Capital Management
47
Geode Capital Management
Massachusetts
$242K – – –
CG
48
Colony Group
Massachusetts
$236K +$244K +11,250 New
NEPWA
49
New England Private Wealth Advisors
Massachusetts
$231K – – –
Brown Advisory
50
Brown Advisory
Maryland
$224K – – –
1
2
3

CSWC Hedge Fund Activity: Q2 2019 in Review

66 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2019, worth a combined $179M — down 6.9% from $193M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new CSWC positions and 10 closed out — a net gain of 4 holders — while 16 added to existing stakes and 16 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $2.42M. The largest seller was River Road Asset Management, exiting entirely with an estimated $12.6M sold.

  • 66 institutional investors held Capital Southwest (CSWC) as of Q2 2019, up from 63 in Q1 2019.
  • Funds reported $179M of Capital Southwest stock for Q2 2019, down 6.9% quarter-over-quarter.
  • 14 funds opened new Capital Southwest positions in Q2 2019 and 10 closed out, a net change of +4 holders.
  • The largest Capital Southwest buyer in Q2 2019 was Millennium Management, an estimated $2.42M added.
  • The largest Capital Southwest seller in Q2 2019 was River Road Asset Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q2 2019.