Colony Group’s Capital Southwest CSWC Stock Holding History

Colony Group’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	$222K	Buy	+9,679	New	+$210K	﹤0.01%	709
2022 Q1	–	Sell	-7,979	Closed	-$202K	–	843
2021 Q4	$202K	Hold	7,979	–	–	﹤0.01%	767
2021 Q3	$201K	Buy	+7,979	New	+$208K	﹤0.01%	796
2020 Q4	–	Sell	-17,929	Closed	-$252K	–	735
2020 Q3	$252K	Buy	17,929 +25	+0.1%	+$351	0.01%	635
2020 Q2	$241K	Hold	17,904	–	–	0.01%	602
2020 Q1	$204K	Hold	17,904	–	–	0.01%	625
2019 Q4	$373K	Hold	17,904	–	–	0.01%	579
2019 Q3	$390K	Buy	17,904 +6,654	+59%	+$144K	0.01%	535
2019 Q2	$236K	Buy	+11,250	New	+$244K	0.01%	664

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Colony Group's CSWC Position: Q3 2023 in Review

Colony Group opened a new position in Capital Southwest (CSWC) in Q3 2023: 9,679 shares worth $222K. The stake represents ﹤0.01% of the portfolio and ranks #709 among its holdings. This is a return to the name: Colony Group previously reported a position in CSWC as recently as Q4 2021.

Colony Group first reported a position in CSWC in Q2 2019 and has held it in 9 quarters since. The position peaked at $390K in Q3 2019. 114 funds tracked by Wall St. Rank hold CSWC as of Q3 2023.

Colony Group held 9,679 shares of Capital Southwest worth $222K as of Q3 2023.
Capital Southwest was a new Colony Group position in Q3 2023.
Capital Southwest made up ﹤0.01% of Colony Group's portfolio in Q3 2023, its #709 holding.
Colony Group first reported a position in Capital Southwest in Q2 2019 and has held it in 9 quarters since.
Colony Group's Capital Southwest position peaked at $390K in Q3 2019.
114 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2023.

Based on Colony Group's 13F filing for Q3 2023, filed 14 Nov 2023.