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Capital Southwest

48 hedge funds and large institutions have $160M invested in Capital Southwest in 2017 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

12% more funds holding

Funds holding: 4348 (+5)

0.81% less ownership

Funds ownership: 62.84%62.03% (-0.81%)

6% less capital invested

Capital invested by funds: $170M → $160M (-$10M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
48
Holders Change
+5
Holders Change %
+11.63%
% of All Funds
1.2%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
8
Increased
16
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$253K +$19.5K +1,207 +8%
Brown Advisory
27
Brown Advisory
Maryland
$236K
TC
28
TFS Capital
Pennsylvania
$179K +$179K +11,118 New
AAM
29
Advisors Asset Management
Colorado
$179K +$180K +11,136 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$175K
SBH
31
Segall Bryant & Hamill
Illinois
$171K
Tudor Investment Corp
32
Tudor Investment Corp
Connecticut
$165K
Bank of America
33
Bank of America
North Carolina
$130K +$1.65K +102 +1%
JC
34
JBF Capital
Colorado
$120K
WHG
35
Westwood Holdings Group
Texas
$77K +$77.5K +4,800 New
Morgan Stanley
36
Morgan Stanley
New York
$76K -$12.9K -800 -15%
BWP
37
Baldwin Wealth Partners
Massachusetts
$54K
IA
38
IFP Advisors
Florida
$51K +$50.9K +3,156 New
SIA
39
SeaBridge Investment Advisors
New Jersey
$21K
CG
40
Cutler Group
California
$19K +$11.3K +700 +140%
TWA
41
TCI Wealth Advisors
Arizona
$13K
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$10K +$9.7K +601 New
OSNBOA
43
Old Second National Bank of Aurora
Illinois
$8K
SEI Investments
44
SEI Investments
Pennsylvania
$8K +$8.07K +500 New
PAM
45
Panagora Asset Management
Massachusetts
$4K
PCM
46
Prelude Capital Management
New York
$3K -$4.84K -300 -60%
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K -$517 -32 -34%
TRCT
48
Tower Research Capital (TRC)
New York
$1K +$1.13K +70 New
Ameriprise
49
Ameriprise
Minnesota
-$1.88M -111,251 Closed
KACA
50
Kayne Anderson Capital Advisors
California
-$676K -40,000 Closed

CSWC Hedge Fund Activity: Q2 2017 in Review

48 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2017, worth a combined $160M — down 5.9% from $170M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new CSWC positions and 3 closed out — a net gain of 5 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Punch & Associates Investment Management, adding an estimated $1.28M. The largest seller was Ameriprise, exiting entirely with an estimated $1.88M sold.

  • 48 institutional investors held Capital Southwest (CSWC) as of Q2 2017, up from 43 in Q1 2017.
  • Funds reported $160M of Capital Southwest stock for Q2 2017, down 5.9% quarter-over-quarter.
  • 8 funds opened new Capital Southwest positions in Q2 2017 and 3 closed out, a net change of +5 holders.
  • The largest Capital Southwest buyer in Q2 2017 was Punch & Associates Investment Management, an estimated $1.28M added.
  • The largest Capital Southwest seller in Q2 2017 was Ameriprise, an estimated $1.88M sold.

Based on aggregated 13F filings for Q2 2017.