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Capital Southwest
CSWC

Overview Fund Activity

48 hedge funds and large institutions have $160M invested in Capital Southwest in 2017 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
48
Holders Change
+5
Holders Change %
+11.63%
% of All Funds
1.2%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
8
Increased
16
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$28.7M
2
KCM
2
Kennedy Capital Management
Missouri
$708K
3
BA
3
Bard Associates
Illinois
$263K
4
New York State Common Retirement Fund
4
New York State Common Retirement Fund
New York
$1.66M
5
TC
5
TFS Capital
Pennsylvania
$179K

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$0
2
RRAM
2
River Road Asset Management
Kentucky
$14M
3
KACA
3
Kayne Anderson Capital Advisors
California
$0
4
First Manhattan
4
First Manhattan
New York
$12.4M
5
ETC
5
Evercore Trust Company
New York
$9.44M
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
26
JPMorgan Chase & Co
New York
$253K +$19.4K +1,207 +8%
Brown Advisory
27
Brown Advisory
Maryland
$236K – – –
TC
28
TFS Capital
Pennsylvania
$179K +$179K +11,118 New
AAM
29
Advisors Asset Management
Colorado
$179K +$179K +11,136 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$175K – – –
SBH
31
Segall Bryant & Hamill
Illinois
$171K – – –
Tudor Investment Corp
32
Tudor Investment Corp
Connecticut
$165K – – –
Bank of America
33
Bank of America
North Carolina
$130K +$1.64K +102 +1%
JC
34
JBF Capital
Colorado
$120K – – –
WHG
35
Westwood Holdings Group
Texas
$77K +$77K +4,800 New
Morgan Stanley
36
Morgan Stanley
New York
$76K -$12.9K -800 -15%
BWP
37
Baldwin Wealth Partners
Massachusetts
$54K – – –
IA
38
IFP Advisors
Florida
$51K +$51K +3,156 New
SIA
39
SeaBridge Investment Advisors
New Jersey
$21K – – –
CG
40
Cutler Group
California
$19K +$11.1K +700 +140%
TWA
41
TCI Wealth Advisors
Arizona
$13K – – –
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$10K +$10K +601 New
OSNBOA
43
Old Second National Bank of Aurora
Illinois
$8K – – –
SEI Investments
44
SEI Investments
Pennsylvania
$8K +$8K +500 New
PAM
45
Panagora Asset Management
Massachusetts
$4K – – –
PCM
46
Prelude Capital Management
New York
$3K -$4.5K -300 -60%
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K -$516 -32 -34%
TRCT
48
Tower Research Capital (TRC)
New York
$1K +$1K +70 New
Ameriprise
49
Ameriprise
Minnesota
– -$1.88M -111,251 Closed
KACA
50
Kayne Anderson Capital Advisors
California
– -$676K -40,000 Closed
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