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Capital Southwest
CSWC

Overview Fund Activity

46 hedge funds and large institutions have $149M invested in Capital Southwest in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
46
Holders Change
-1
Holders Change %
-2.13%
% of All Funds
1.23%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
4
Increased
15
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AI
1
Ariel Investments
Illinois
$12.5M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$23.7M
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$442K
4
CSC
4
Cove Street Capital
California
$381K
5
ZIG
5
Zuckerman Investment Group
Illinois
$19.4M

Top Sellers

1
First Manhattan
1
First Manhattan
New York
$12.4M
2
BG
2
BlackRock Group
United Kingdom
$767K
3
GCP
3
GSA Capital Partners
United Kingdom
$239K
4
Morgan Stanley
4
Morgan Stanley
New York
$903K
5
SI
5
SII Investments
Wisconsin
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GCP
26
GSA Capital Partners
United Kingdom
$239K -$309K -20,975 -56%
Prudential Financial
27
Prudential Financial
New Jersey
$236K +$35.2K +2,400 +18%
Two Sigma Investments
28
Two Sigma Investments
New York
$232K -$140K -9,528 -38%
Brown Advisory
29
Brown Advisory
Maryland
$215K – – –
SGAM
30
Steinberg Global Asset Management
Florida
$212K -$2.94K -200 -1%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$160K – – –
SBH
32
Segall Bryant & Hamill
Illinois
$157K – – –
Geode Capital Management
33
Geode Capital Management
Massachusetts
$154K +$939 +64 +0.6%
Tudor Investment Corp
34
Tudor Investment Corp
Connecticut
$151K – – –
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$130K -$1.47K -100 -1%
Bank of America
36
Bank of America
North Carolina
$118K – – –
Citigroup
37
Citigroup
New York
$117K +$840 +57 +0.7%
BWP
38
Baldwin Wealth Partners
Massachusetts
$49K +$49K +3,360 New
NFA
39
Nationwide Fund Advisors
Ohio
$37K +$5.92K +400 +19%
TRCT
40
Tower Research Capital (TRC)
New York
$23K +$9.36K +626 +69%
TWA
41
TCI Wealth Advisors
Arizona
$12K – – –
CG
42
Cutler Group
California
$7K – – –
OSNBOA
43
Old Second National Bank of Aurora
Illinois
$7K – – –
PAM
44
Panagora Asset Management
Massachusetts
$4K – – –
MFS
45
MSI Financial Services
Massachusetts
$3K – – –
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K – – –
SI
47
SII Investments
Wisconsin
– -$190K -13,706 Closed
CHAM
48
Clear Harbor Asset Management
Connecticut
– -$185K -13,537 Closed
Goldman Sachs
49
Goldman Sachs
New York
– -$144K -10,535 Closed
JC
50
JBF Capital
Colorado
– -$102K -7,477 Closed
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