We are live on ! Find out more
CSWC icon

Capital Southwest
CSWC

46 hedge funds and large institutions have $149M invested in Capital Southwest in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

11% more capital invested

Capital invested by funds: $134M → $149M (+$14.9M)

2% less funds holding

Funds holding: 47 → 46 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
46
Holders Change
-1
Holders Change %
-2.13%
% of All Funds
1.23%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
4
Increased
15
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
+$3.54M
2
PAIM
Punch & Associates Investment Management
Minnesota
+$951K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$438K
4
CSC
Cove Street Capital
California
+$377K
5
ZIG
Zuckerman Investment Group
Illinois
+$362K

Top Sellers

Rank Fund Capital Flow
1
First Manhattan
First Manhattan
New York
-$829K
2
BG
BlackRock Group
United Kingdom
-$406K
3
GCP
GSA Capital Partners
United Kingdom
-$305K
4
Morgan Stanley
Morgan Stanley
New York
-$253K
5
SI
SII Investments
Wisconsin
-$190K
Name Holding Trade Value Shares
Change 		Change in
Stake
GCP
26
GSA Capital Partners
United Kingdom
$239K -$305K -20,975 -56%
Prudential Financial
27
Prudential Financial
New Jersey
$236K +$34.9K +2,400 +18%
Two Sigma Investments
28
Two Sigma Investments
New York
$232K -$139K -9,528 -38%
Brown Advisory
29
Brown Advisory
Maryland
$215K – – –
SGAM
30
Steinberg Global Asset Management
Florida
$212K -$2.91K -200 -1%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$160K – – –
SBH
32
Segall Bryant & Hamill
Illinois
$157K – – –
Geode Capital Management
33
Geode Capital Management
Massachusetts
$154K +$931 +64 +0.6%
Tudor Investment Corp
34
Tudor Investment Corp
Connecticut
$151K – – –
JP Morgan Chase
35
JP Morgan Chase
New York
$130K -$1.46K -100 -1%
Bank of America
36
Bank of America
North Carolina
$118K – – –
Citigroup
37
Citigroup
New York
$117K +$830 +57 +0.7%
BWP
38
Baldwin Wealth Partners
Massachusetts
$49K +$48.9K +3,360 New
NFA
39
Nationwide Fund Advisors
Ohio
$37K +$5.82K +400 +19%
TRCT
40
Tower Research Capital (TRC)
New York
$23K +$9.11K +626 +69%
TWA
41
TCI Wealth Advisors
Arizona
$12K – – –
CG
42
Cutler Group
California
$7K – – –
OSNBOA
43
Old Second National Bank of Aurora
Illinois
$7K – – –
PAM
44
Panagora Asset Management
Massachusetts
$4K – – –
MFS
45
MSI Financial Services
Massachusetts
$3K – – –
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K – – –
SI
47
SII Investments
Wisconsin
– -$190K -13,706 Closed
CHAM
48
Clear Harbor Asset Management
Connecticut
– -$185K -13,537 Closed
Goldman Sachs
49
Goldman Sachs
New York
– -$144K -10,535 Closed
JC
50
JBF Capital
Colorado
– -$102K -7,477 Closed
1
2
3

CSWC Hedge Fund Activity: Q3 2016 in Review

46 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2016, worth a combined $149M — up 11% from $134M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of CSWC and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 15 added.

The largest buyer was Ariel Investments, adding an estimated $3.54M. The largest seller was First Manhattan, cutting an estimated $829K.

  • 46 institutional investors held Capital Southwest (CSWC) as of Q3 2016, down from 47 in Q2 2016.
  • Funds reported $149M of Capital Southwest stock for Q3 2016, up 11% quarter-over-quarter.
  • 4 funds opened new Capital Southwest positions in Q3 2016 and 5 closed out, a net change of -1 holder.
  • The largest Capital Southwest buyer in Q3 2016 was Ariel Investments, an estimated $3.54M added.
  • The largest Capital Southwest seller in Q3 2016 was First Manhattan, an estimated $829K sold.

Based on aggregated 13F filings for Q3 2016.