We are live on ! Find out more
CSWC icon

Capital Southwest
CSWC

63 hedge funds and large institutions have $446M invested in Capital Southwest in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more funds holding in top 10

Funds holding in top 10: 5 → 6 (+1)

12% more capital invested

Capital invested by funds: $398M → $446M (+$48.1M)

10% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 21

5% less funds holding

Funds holding: 66 → 63 (-3)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
63
Holders Change
-3
Holders Change %
-4.55%
% of All Funds
1.7%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.16%
New
7
Increased
19
Reduced
21
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GCM
Greywolf Capital Management
New York
+$9.53M
2
Comerica Bank
Comerica Bank
Texas
+$8.85M
3
ICM
ISZO Capital Management
New York
+$8.01M
4
UBS Group
UBS Group
Switzerland
+$5.22M
5
MCP
Moab Capital Partners
New York
+$2.65M

Top Sellers

Rank Fund Capital Flow
1
RRAM
River Road Asset Management
Kentucky
-$5.2M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$3.44M
3
Two Sigma Investments
Two Sigma Investments
New York
-$2.87M
4
AAM
Advisors Asset Management
Colorado
-$1.98M
5
Morgan Stanley
Morgan Stanley
New York
-$1.76M
Name Holding Trade Value Shares
Change 		Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$1.21M +$208K +11,537 +21%
1SB
27
1ST Source Bank
Indiana
$1.15M +$1.13M +62,489 New
Northern Trust
28
Northern Trust
Illinois
$1.12M +$297K +16,507 +37%
CC
29
Cannell Capital
Wyoming
$931K +$188K +10,408 +26%
SMDAM
30
Sumitomo Mitsui DS Asset Management
Japan
$882K – – –
LCS
31
Levin Capital Strategies
New York
$868K -$56.5K -3,133 -6%
WS
32
Wedbush Securities
California
$811K +$23.6K +1,307 +3%
SGAM
33
Steinberg Global Asset Management
Florida
$749K – – –
HC
34
Highmount Capital
New York
$731K – – –
EHC
35
Everett Harris & Co
California
$690K +$1.96K +109 +0.3%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$674K +$663K +36,774 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$656K +$198 +11 +0%
Goldman Sachs
38
Goldman Sachs
New York
$562K -$105K -5,846 -16%
SBH
39
Segall Bryant & Hamill
Illinois
$532K – – –
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$481K -$54K -2,996 -10%
WKWM
41
Walter & Keenan Wealth Management
Indiana
$449K +$49.1K +2,724 +13%
Citadel Advisors
42
Citadel Advisors
Florida
$432K -$734K -40,745 -63%
Bank of America
43
Bank of America
North Carolina
$429K – – –
Citigroup
44
Citigroup
New York
$391K +$384K +21,334 +152,386%
AG
45
Aperio Group
California
$290K +$8.45K +469 +3%
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$268K -$2.7K -150 -1%
Geode Capital Management
47
Geode Capital Management
Massachusetts
$265K +$22.5K +1,251 +9%
Millennium Management
48
Millennium Management
New York
$249K -$839K -46,548 -77%
State Street
49
State Street
Massachusetts
$239K – – –
DIA
50
Denver Investment Advisors
Colorado
$229K -$61.6K -3,416 -21%
1
2
3

CSWC Hedge Fund Activity: Q2 2015 in Review

63 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2015, worth a combined $446M — up 12% from $398M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of CSWC and 7 opened new positions — a net loss of 3 holders — while 21 trimmed existing stakes and 19 added.

The largest buyer was Greywolf Capital Management, opening a new position worth an estimated $9.53M. The largest seller was River Road Asset Management, cutting an estimated $5.2M.

  • 63 institutional investors held Capital Southwest (CSWC) as of Q2 2015, down from 66 in Q1 2015.
  • Funds reported $446M of Capital Southwest stock for Q2 2015, up 12% quarter-over-quarter.
  • 7 funds opened new Capital Southwest positions in Q2 2015 and 10 closed out, a net change of -3 holders.
  • The largest Capital Southwest buyer in Q2 2015 was Greywolf Capital Management, an estimated $9.53M added.
  • The largest Capital Southwest seller in Q2 2015 was River Road Asset Management, an estimated $5.2M sold.

Based on aggregated 13F filings for Q2 2015.