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Capital Southwest
CSWC

Overview Fund Activity

66 hedge funds and large institutions have $398M invested in Capital Southwest in 2015 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 10 increasing their positions, 29 reducing their positions, and 13 closing their positions.

Holders
66
Holders Change
+3
Holders Change %
+4.76%
% of All Funds
1.76%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
16
Increased
10
Reduced
29
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MCP
1
Moab Capital Partners
New York
$64.9M
2
CP
2
Clover Partners
Texas
$27.8M
3
ICM
3
ISZO Capital Management
New York
$15.3M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$10.1M
5
Morgan Stanley
5
Morgan Stanley
New York
$11.2M

Top Sellers

1
RRC
1
Red Rocks Capital
Colorado
$0
2
AR
2
Advisory Research
Illinois
$27.7M
3
Schroder Investment Management Group
3
Schroder Investment Management Group
United Kingdom
$0
4
Comerica Bank
4
Comerica Bank
Texas
$8.37M
5
UBS Group
5
UBS Group
Switzerland
$2.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
HK
26
Horizon Kinetics
New York
$1.17M +$859K +50,394 +276%
Citadel Advisors
27
Citadel Advisors
Florida
$1.1M +$1.1M +64,335 New
Millennium Management
28
Millennium Management
New York
$1.03M -$566K -33,202 -36%
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$929K -$315K -18,458 -25%
LCS
30
Levin Capital Strategies
New York
$860K -$928K -54,480 -52%
SMDAM
31
Sumitomo Mitsui DS Asset Management
Japan
$820K -$392K -22,990 -32%
ZCM
32
Zebra Capital Management
Connecticut
$790K -$1.01M -59,257 -56%
Northern Trust
33
Northern Trust
Illinois
$757K +$37.2K +2,185 +5%
WS
34
Wedbush Securities
California
$732K +$74.3K +4,358 +11%
SGAM
35
Steinberg Global Asset Management
Florida
$696K – – –
CC
36
Cannell Capital
Wyoming
$688K +$688K +40,397 New
HC
37
Highmount Capital
New York
$680K – – –
EHC
38
Everett Harris & Co
California
$640K +$2.54K +149 +0.4%
VKH
39
Virtu KCG Holdings
New York
$639K +$310K +18,205 +94%
Goldman Sachs
40
Goldman Sachs
New York
$622K -$1.85M -108,772 -75%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$610K -$27.3K -1,599 -4%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$498K +$13.9K +817 +3%
SBH
43
Segall Bryant & Hamill
Illinois
$495K – – –
Harris Associates
44
Harris Associates
Illinois
$442K -$1.69M -99,154 -79%
Bank of America
45
Bank of America
North Carolina
$399K -$65K -3,814 -14%
Two Sigma Advisers
46
Two Sigma Advisers
New York
$389K +$125K +7,355 +47%
WKWM
47
Walter & Keenan Wealth Management
Indiana
$371K – – –
DTL
48
Dynamic Technology Lab
Singapore
$280K +$280K +16,423 New
DIA
49
Denver Investment Advisors
Colorado
$271K +$271K +15,914 New
AG
50
Aperio Group
California
$262K -$14.2K -834 -5%
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