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Capital Southwest

66 hedge funds and large institutions have $398M invested in Capital Southwest in 2015 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 10 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

30% more capital invested

Capital invested by funds: $307M → $398M (+$91M)

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

5% more funds holding

Funds holding: 6366 (+3)

66% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 29

Holders
66
Holders Change
+3
Holders Change %
+4.76%
% of All Funds
1.76%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
16
Increased
10
Reduced
29
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
26
Horizon Kinetics
New York
$1.17M +$840K +50,394 +276%
Citadel Advisors
27
Citadel Advisors
Florida
$1.1M +$1.07M +64,335 New
Millennium Management
28
Millennium Management
New York
$1.02M -$553K -33,202 -36%
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$929K -$308K -18,458 -25%
LCS
30
Levin Capital Strategies
New York
$860K -$908K -54,480 -52%
SMDAM
31
Sumitomo Mitsui DS Asset Management
Japan
$820K -$383K -22,990 -32%
ZCM
32
Zebra Capital Management
Connecticut
$790K -$988K -59,257 -56%
Northern Trust
33
Northern Trust
Illinois
$757K +$36.4K +2,185 +5%
WS
34
Wedbush Securities
California
$732K +$72.6K +4,358 +11%
SGAM
35
Steinberg Global Asset Management
Florida
$696K
CC
36
Cannell Capital
Wyoming
$688K +$673K +40,397 New
HC
37
Highmount Capital
New York
$680K
EHC
38
Everett Harris & Co
California
$640K +$2.48K +149 +0.4%
VKH
39
Virtu KCG Holdings
New York
$639K +$303K +18,205 +94%
Goldman Sachs
40
Goldman Sachs
New York
$622K -$1.81M -108,772 -75%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$610K -$26.7K -1,599 -4%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$498K +$13.6K +817 +3%
SBH
43
Segall Bryant & Hamill
Illinois
$495K
Harris Associates
44
Harris Associates
Illinois
$442K -$1.65M -99,154 -79%
Bank of America
45
Bank of America
North Carolina
$399K -$63.6K -3,814 -14%
Two Sigma Advisers
46
Two Sigma Advisers
New York
$389K +$123K +7,355 +47%
WKWM
47
Walter & Keenan Wealth Management
Indiana
$371K
DTL
48
Dynamic Technology Lab
Singapore
$280K +$274K +16,423 New
DIA
49
Denver Investment Advisors
Colorado
$271K +$265K +15,914 New
AG
50
Aperio Group
California
$262K -$13.9K -834 -5%

CSWC Hedge Fund Activity: Q1 2015 in Review

66 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2015, worth a combined $398M — up 30% from $307M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CSWC positions and 13 closed out — a net gain of 3 holders — while 10 added to existing stakes and 29 trimmed.

The largest buyer was Moab Capital Partners, opening a new position worth an estimated $63.4M. The largest seller was Red Rocks Capital, exiting entirely with an estimated $23.6M sold.

  • 66 institutional investors held Capital Southwest (CSWC) as of Q1 2015, up from 63 in Q4 2014.
  • Funds reported $398M of Capital Southwest stock for Q1 2015, up 30% quarter-over-quarter.
  • 16 funds opened new Capital Southwest positions in Q1 2015 and 13 closed out, a net change of +3 holders.
  • The largest Capital Southwest buyer in Q1 2015 was Moab Capital Partners, an estimated $63.4M added.
  • The largest Capital Southwest seller in Q1 2015 was Red Rocks Capital, an estimated $23.6M sold.

Based on aggregated 13F filings for Q1 2015.