Harris Associates’s Capital Southwest CSWC Stock Holding History

Harris Associates’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-25,954	Closed	-$442K	–	145
2015 Q1	$442K	Sell	25,954 -99,154	-79%	-$1.65M	﹤0.01%	147
2014 Q4	$1.74M	Hold	125,108	–	–	﹤0.01%	141
2014 Q3	$1.64M	Hold	125,108	–	–	﹤0.01%	137
2014 Q2	$1.65M	Hold	125,108	–	–	﹤0.01%	138
2014 Q1	$1.59M	Sell	125,108 -26,150	-17%	-$332K	﹤0.01%	138
2013 Q4	$1.94M	Sell	151,258 -3,814	-2%	-$46.8K	﹤0.01%	140
2013 Q3	$1.95M	Hold	155,072	–	–	﹤0.01%	136
2013 Q2	$1.96M	Buy	+155,072	New	+$1.83M	﹤0.01%	141

Other funds holding CSWC

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

Harris Associates's CSWC Position: Q2 2015 in Review

Harris Associates sold out of Capital Southwest (CSWC) in Q2 2015, closing a stake of 25,954 shares — an estimated $442K sold.

Harris Associates first reported a position in CSWC in Q2 2013 and held it in 8 quarters. The position peaked at $1.96M in Q2 2013. 63 funds tracked by Wall St. Rank hold CSWC as of Q2 2015.

Harris Associates reported no remaining Capital Southwest position as of Q2 2015 after selling out during the quarter.
Harris Associates sold 25,954 Capital Southwest shares in Q2 2015, an estimated $442K.
Harris Associates first reported a position in Capital Southwest in Q2 2013 and held it in 8 quarters.
Harris Associates's Capital Southwest position peaked at $1.96M in Q2 2013.
63 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2015.

Based on Harris Associates's 13F filing for Q2 2015, filed 11 Aug 2015.