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Capital Southwest
CSWC

Overview Fund Activity

63 hedge funds and large institutions have $307M invested in Capital Southwest in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 9 closing their positions.

Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
1.68%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
11
Increased
15
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$11.6M
2
Comerica Bank
2
Comerica Bank
Texas
$17.3M
3
RRAM
3
River Road Asset Management
Kentucky
$35.8M
4
First Manhattan
4
First Manhattan
New York
$35.9M
5
Boston Partners
5
Boston Partners
Massachusetts
$9.85M

Top Sellers

1
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$0
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$0
3
BCM
3
Bridgeway Capital Management
Texas
$0
4
SMDAM
4
Sumitomo Mitsui DS Asset Management
Japan
$989K
5
Goldman Sachs
5
Goldman Sachs
New York
$2.02M
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
26
Bares Capital Management
Texas
$1.38M -$61K -4,386 -4%
Millennium Management
27
Millennium Management
New York
$1.3M +$185K +13,314 +17%
D.E. Shaw & Co
28
D.E. Shaw & Co
New York
$1.02M +$661K +47,495 +186%
SMDAM
29
Sumitomo Mitsui DS Asset Management
Japan
$989K -$1.38M -99,535 -58%
KCM
30
Kennedy Capital Management
Missouri
$819K +$586K +42,102 +252%
Northern Trust
31
Northern Trust
Illinois
$589K +$177K +12,713 +43%
SGAM
32
Steinberg Global Asset Management
Florida
$568K -$67.6K -4,863 -11%
HC
33
Highmount Capital
New York
$555K – – –
WS
34
Wedbush Securities
California
$537K -$25.8K -1,852 -5%
EHC
35
Everett Harris & Co
California
$521K +$521K +37,401 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$520K +$117K +8,449 +29%
CS
37
Credit Suisse
Switzerland
$516K +$516K +37,087 New
ACI
38
AMP Capital Investors
Australia
$495K -$323K -23,154 -39%
HCM
39
Hodges Capital Management
Texas
$474K +$246K +17,706 +108%
SBH
40
Segall Bryant & Hamill
Illinois
$404K -$202K -14,535 -33%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$395K – – –
Bank of America
42
Bank of America
North Carolina
$379K -$60.6K -4,358 -14%
Arrowstreet Capital
43
Arrowstreet Capital
Massachusetts
$365K – – –
Fisher Asset Management
44
Fisher Asset Management
Washington
$364K – – –
Deutsche Bank
45
Deutsche Bank
Germany
$359K +$359K +25,837 New
WKWM
46
Walter & Keenan Wealth Management
Indiana
$303K – – –
VKH
47
Virtu KCG Holdings
New York
$269K +$269K +19,294 New
HK
48
Horizon Kinetics
New York
$254K +$254K +18,251 New
AG
49
Aperio Group
California
$225K -$50.1K -3,609 -18%
Two Sigma Advisers
50
Two Sigma Advisers
New York
$216K +$216K +15,491 New
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