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Capital Southwest
CSWC

73 hedge funds and large institutions have $243M invested in Capital Southwest in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 38 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 14

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2% less capital invested

Capital invested by funds: $248M → $243M (-$5.19M)

1% less funds holding

Funds holding: 74 → 73 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
73
Holders Change
-1
Holders Change %
-1.35%
% of All Funds
2.37%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
38
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BG
BlackRock Group
United Kingdom
+$3.31M
2
BIT
BlackRock Institutional Trust
California
+$2.17M
3
BFA
BlackRock Fund Advisors
California
+$1.46M
4
AAM
Advisors Asset Management
Colorado
+$1.16M
5
U
UBS
Switzerland
+$859K

Top Sellers

Rank Fund Capital Flow
1
ZIG
Zuckerman Investment Group
Illinois
-$4.92M
2
Boston Partners
Boston Partners
Massachusetts
-$4.42M
3
WCM
Wallace Capital Management
Texas
-$2.45M
4
RRAM
River Road Asset Management
Kentucky
-$2.33M
5
ACI
AMP Capital Investors
Australia
-$884K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
26
Bridgeway Capital Management
Texas
$1.34M – – –
AAM
27
Advisors Asset Management
Colorado
$1.32M +$1.16M +89,859 +579%
BCM
28
Bares Capital Management
Texas
$1.08M – – –
PAM
29
Panagora Asset Management
Massachusetts
$979K +$669K +51,664 +197%
SO
30
STRS Ohio
Ohio
$900K +$24.7K +1,907 +3%
California State Teachers Retirement System (CalSTRS)
31
California State Teachers Retirement System (CalSTRS)
California
$827K +$26.1K +2,013 +3%
AllianceBernstein
32
AllianceBernstein
Tennessee
$754K +$1.41K +109 +0.2%
Deutsche Bank
33
Deutsche Bank
Germany
$673K +$291K +22,457 +72%
Charles Schwab
34
Charles Schwab
California
$663K – – –
RhumbLine Advisers
35
RhumbLine Advisers
Massachusetts
$647K -$3.11K -240 -0.5%
TA
36
Teachers Advisors
New York
$633K +$25.1K +1,940 +4%
SBH
37
Segall Bryant & Hamill
Illinois
$547K – – –
PCM
38
Palisade Capital Management
New Jersey
$513K +$529K +40,860 New
VOYA Investment Management
39
VOYA Investment Management
Georgia
$509K – – –
HC
40
Highmount Capital
New York
$501K – – –
JP Morgan Chase
41
JP Morgan Chase
New York
$451K +$45K +3,473 +11%
NFA
42
Nationwide Fund Advisors
Ohio
$449K +$78.9K +6,088 +21%
WS
43
Wedbush Securities
California
$443K +$28.2K +2,179 +7%
SCM
44
Sterling Capital Management
North Carolina
$411K +$66.6K +5,137 +19%
BA
45
BlackRock Advisors
Delaware
$403K -$133K -10,237 -24%
WCM
46
Wallace Capital Management
Texas
$401K -$2.45M -188,795 -86%
Wells Fargo
47
Wells Fargo
California
$359K -$759K -58,555 -67%
Swiss National Bank
48
Swiss National Bank
Switzerland
$359K -$24.7K -1,907 -6%
Geode Capital Management
49
Geode Capital Management
Massachusetts
$344K +$90.3K +6,973 +34%
SGAM
50
Steinberg Global Asset Management
Florida
$331K +$89.6K +6,919 +36%
1
2
3 4

CSWC Hedge Fund Activity: Q3 2013 in Review

73 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2013, worth a combined $243M — down 2.1% from $248M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of CSWC and 3 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 38 added.

The largest buyer was BlackRock Group, adding an estimated $3.31M. The largest seller was Zuckerman Investment Group, cutting an estimated $4.92M.

  • 73 institutional investors held Capital Southwest (CSWC) as of Q3 2013, down from 74 in Q2 2013.
  • Funds reported $243M of Capital Southwest stock for Q3 2013, down 2.1% quarter-over-quarter.
  • 3 funds opened new Capital Southwest positions in Q3 2013 and 4 closed out, a net change of -1 holder.
  • The largest Capital Southwest buyer in Q3 2013 was BlackRock Group, an estimated $3.31M added.
  • The largest Capital Southwest seller in Q3 2013 was Zuckerman Investment Group, an estimated $4.92M sold.

Based on aggregated 13F filings for Q3 2013.