Sterling Capital Management’s Capital Southwest CSWC Stock Holding History

Sterling Capital Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-38,735	Closed	-$509K	–	917
2014 Q3	$509K	Hold	38,735	–	–	0.01%	737
2014 Q2	$512K	Buy	+38,735	New	+$500K	﹤0.01%	723
2013 Q4	–	Sell	-32,726	Closed	-$411K	–	795
2013 Q3	$411K	Buy	32,726 +5,137	+19%	+$66.6K	﹤0.01%	462
2013 Q2	$349K	Buy	+27,589	New	+$325K	﹤0.01%	396

Other funds holding CSWC

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

RRC

Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Sterling Capital Management's CSWC Position: Q4 2014 in Review

Sterling Capital Management sold out of Capital Southwest (CSWC) in Q4 2014, closing a stake of 38,735 shares — an estimated $509K sold.

Sterling Capital Management first reported a position in CSWC in Q2 2013 and held it in 4 quarters. The position peaked at $512K in Q2 2014. 63 funds tracked by Wall St. Rank hold CSWC as of Q4 2014.

Sterling Capital Management reported no remaining Capital Southwest position as of Q4 2014 after selling out during the quarter.
Sterling Capital Management sold 38,735 Capital Southwest shares in Q4 2014, an estimated $509K.
Sterling Capital Management first reported a position in Capital Southwest in Q2 2013 and held it in 4 quarters.
Sterling Capital Management's Capital Southwest position peaked at $512K in Q2 2014.
63 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2014.

Based on Sterling Capital Management's 13F filing for Q4 2014, filed 13 Feb 2015.