Charles Schwab’s Capital Southwest CSWC Stock Holding History

Charles Schwab’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-52,301	Closed	-$667K	–	3098
2014 Q1	$667K	Hold	52,301	–	–	﹤0.01%	2479
2013 Q4	$670K	Hold	52,301	–	–	﹤0.01%	2463
2013 Q3	$663K	Hold	52,301	–	–	﹤0.01%	2423
2013 Q2	$670K	Buy	+52,301	New	+$616K	﹤0.01%	2371

Other funds holding CSWC

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

RRC

Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

Charles Schwab's CSWC Position: Q2 2014 in Review

Charles Schwab sold out of Capital Southwest (CSWC) in Q2 2014, closing a stake of 52,301 shares — an estimated $667K sold.

Charles Schwab first reported a position in CSWC in Q2 2013 and held it in 4 quarters. The position peaked at $670K in Q4 2013. 72 funds tracked by Wall St. Rank hold CSWC as of Q2 2014.

Charles Schwab reported no remaining Capital Southwest position as of Q2 2014 after selling out during the quarter.
Charles Schwab sold 52,301 Capital Southwest shares in Q2 2014, an estimated $667K.
Charles Schwab first reported a position in Capital Southwest in Q2 2013 and held it in 4 quarters.
Charles Schwab's Capital Southwest position peaked at $670K in Q4 2013.
72 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2014.

Based on Charles Schwab's 13F filing for Q2 2014, filed 30 Jul 2014.