CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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84 hedge funds and large institutions have $259M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 17 increasing their positions, 32 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
84
Holders Change
+12
Holders Change %
+16.67%
% of All Funds
2.21%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
23
Increased
17
Reduced
32
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FT
1
Fiduciary Trust
Massachusetts
$18.7M
2
SEIA
2
Signature Estate & Investment Advisors
California
$6.9M
3
SLF
3
Sun Life Financial
Ontario, Canada
$14.9M
4
KA
4
Klingman & Associates
New York
$4.72M
5
DA
5
Doliver Advisors
Texas
$3.32M

Top Sellers

1
GKIM
1
GW&K Investment Management
Massachusetts
$0
2
Bessemer Group
2
Bessemer Group
New Jersey
$14.2M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.12M
4
Morgan Stanley
4
Morgan Stanley
New York
$66.8M
5
ClearBridge Investments
5
ClearBridge Investments
New York
$3.54M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFS
51
MSI Financial Services
Massachusetts
$302K +$41K +539 +16%
SWP
52
Stratos Wealth Partners
Ohio
$274K +$1.22K +16 +0.4%
Baird Financial Group
53
Baird Financial Group
Wisconsin
$267K -$12.8K -168 -5%
MCM
54
Murphy Capital Management
New Jersey
$253K -$107K -1,419 -30%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$234K +$27.8K +365 +13%
CSA
56
Cottage Street Advisors
Massachusetts
$233K +$233K +3,375 New
NFG
57
Nations Financial Group
Iowa
$216K +$216K +2,850 New
DC
58
Davenport & Co
Virginia
$213K +$22.8K +300 +12%
LCM
59
Landscape Capital Management
New Jersey
$208K +$208K +2,744 New
Envestnet Asset Management
60
Envestnet Asset Management
Illinois
$186K +$132K +1,743 +248%
BFIM
61
Beese Fulmer Investment Management
Ohio
$181K +$181K +2,386 New
DADC
62
D.A. Davidson & Co
Montana
$174K -$19.8K -261 -10%
EVM
63
Eaton Vance Management
Massachusetts
$161K -$4.02K -53 -2%
LTFS
64
Ladenburg Thalmann Financial Services
Florida
$161K +$10K +133 +7%
AIG
65
American International Group
New York
$107K -$35.5K -471 -25%
Bank of Montreal
66
Bank of Montreal
Ontario, Canada
$106K – – –
IA
67
IFP Advisors
Florida
$73K +$73K +957 New
Creative Planning
68
Creative Planning
Kansas
$72K -$3.79K -50 -5%
KT
69
Kanaly Trust
Texas
$59K – – –
CHP
70
Cable Hill Partners
Oregon
$52K -$17.3K -227 -25%
TRCT
71
Tower Research Capital (TRC)
New York
$45K +$42K +551 +1,378%
GWM
72
Gupta Wealth Management
California
$30K -$7.96K -104 -21%
JIC
73
Joel Isaacson & Co
New York
$30K – – –
TJHA
74
Thomas J. Herzfeld Advisors
Florida
$21K +$21K +280 New
RPG
75
Risk Paradigm Group
Texas
$20.8K -$1.44K -19 -6%
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