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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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87 hedge funds and large institutions have $36.1M invested in ClearBridge MLP and Midstream Fund Inc. in 2020 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 20 increasing their positions, 35 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 15

4% more funds holding

Funds holding: 84 → 87 (+3)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

43% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 35

86% less capital invested

Capital invested by funds: $251M → $36.1M (-$215M)

Holders
87
Holders Change
+3
Holders Change %
+3.57%
% of All Funds
1.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
20
Reduced
35
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AC
Aristides Capital
Kentucky
+$12.1M
2
MC
Matisse Capital
Oregon
+$9.47M
3
LCM
Landscape Capital Management
New Jersey
+$6.11M
4
WAM
Wolverine Asset Management
Illinois
+$2.51M
5
CA
Cornerstone Advisors
North Carolina
+$1.63M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$13.2M
2
SEIA
Signature Estate & Investment Advisors
California
-$12.2M
3
UBS Group
UBS Group
Switzerland
-$6.98M
4
AIM
Allen Investment Management
New York
-$6.91M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$5.11M
Name Holding Trade Value Shares
Change 		Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$187K -$7.71K -183 -0.9%
MGWM
27
Marks Group Wealth Management
Minnesota
$165K – – –
JMPWA
28
JP Morgan Private Wealth Advisors
California
$165K +$64.1K +1,523 +9%
RJA
29
Raymond James & Associates
Florida
$160K -$486K -11,540 -40%
HKAM
30
Horizon Kinetics Asset Management
New York
$155K -$133K -3,147 -16%
6M
31
6 Meridian
Kansas
$155K +$713K +16,929 New
IWP
32
Icon Wealth Partners
Texas
$154K +$168 +4 +0%
CRC
33
Curi RMB Capital
Illinois
$139K +$640K +15,200 New
US Bancorp
34
US Bancorp
Minnesota
$135K – – –
SPIA
35
Steward Partners Investment Advisory
New York
$130K +$79.4K +1,885 +15%
Walleye Capital
36
Walleye Capital
New York
$127K +$585K +13,882 New
CIC
37
Carnegie Investment Counsel
Ohio
$123K +$277K +6,586 +96%
SIA
38
SeaBridge Investment Advisors
New Jersey
$118K +$18.7K +444 +4%
LWM
39
Laidlaw Wealth Management
New York
$117K -$78K -1,853 -13%
OA
40
Oxbow Advisors
Texas
$116K -$1.38M -32,832 -72%
DA
41
Doliver Advisors
Texas
$103K +$287K +6,812 New
SEIA
42
Signature Estate & Investment Advisors
California
$101K -$12.2M -289,365 -96%
Citadel Advisors
43
Citadel Advisors
Florida
$87K +$399K +9,472 New
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$86K +$258K +6,119 +188%
FAIM
45
Financial Advocates Investment Management
Washington
$86K +$291K +6,912 +277%
Osaic Holdings
46
Osaic Holdings
Arizona
$80K +$366K +8,691 New
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$75K -$37.1K -881 -10%
MC
48
Moors & Cabot
Massachusetts
$65K +$297K +7,065 New
LPL Financial
49
LPL Financial
California
$63K -$335K -7,960 -54%
Truist Financial
50
Truist Financial
North Carolina
$58K -$590K -14,017 -69%
1
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CEM Hedge Fund Activity: Q1 2020 in Review

87 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2020, worth a combined $36.1M — down 86% from $251M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new CEM positions and 15 closed out — a net gain of 6 holders — while 20 added to existing stakes and 35 trimmed.

The largest buyer was Aristides Capital, opening a new position worth an estimated $12.1M. The largest seller was Morgan Stanley, cutting an estimated $13.2M.

  • 87 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2020, up from 84 in Q4 2019.
  • Funds reported $36.1M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2020, down 86% quarter-over-quarter.
  • 21 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2020 and 15 closed out, a net change of +6 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2020 was Aristides Capital, an estimated $12.1M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2020 was Morgan Stanley, an estimated $13.2M sold.

Based on aggregated 13F filings for Q1 2020.