CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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83 hedge funds and large institutions have $251M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 27 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
-6
Holders Change %
-6.74%
% of All Funds
1.64%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
33
Reduced
27
Closed
17
Calls
$10K
Puts
–
Net Calls
+$10K
Net Calls Change
+$10K

Top Buyers

1
UBS Group
UBS Group
Switzerland
$12.7M
2
Morgan Stanley
Morgan Stanley
New York
$61.8M
3
AIM
Allen Investment Management
New York
$10.7M
4
HighTower Advisors
HighTower Advisors
Illinois
$3.35M
5
Wells Fargo
Wells Fargo
California
$7.42M

Top Sellers

1
HI
HBK Investments
Texas
$0
2
WAM
Wolverine Asset Management
Illinois
$0
3
HKAM
Horizon Kinetics Asset Management
New York
$1.13M
4
DA
Doliver Advisors
Texas
$0
5
FT
Fiduciary Trust
Massachusetts
$2.62M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
26
Stratos Wealth Partners
Ohio
$1.16M -$248K -4,406 -18%
Truist Financial
27
Truist Financial
North Carolina
$1.15M +$1.15M +20,439 New
MIG
28
Mariner Investment Group
New York
$1.14M +$1.14M +20,260 New
HKAM
29
Horizon Kinetics Asset Management
New York
$1.13M -$1.54M -27,371 -58%
VF
30
Virtu Financial
New York
$1.01M -$228K -4,049 -18%
MGWM
31
Marks Group Wealth Management
Minnesota
$1.01M +$1.01M +17,984 New
IWP
32
Icon Wealth Partners
Texas
$950K -$425K -7,552 -31%
PTP
33
Platform Technology Partners
New York
$936K +$936K +16,618 New
JPMPWA
34
J.P. Morgan Private Wealth Advisors
California
$929K -$34.8K -618 -4%
SI
35
Stephens Inc
Arkansas
$889K +$291K +5,180 +49%
LPL Financial
36
LPL Financial
California
$834K -$9.57K -170 -1%
US Bancorp
37
US Bancorp
Minnesota
$828K -$191K -3,390 -19%
LWM
38
Laidlaw Wealth Management
New York
$823K +$823K +14,614 New
HIA
39
Harbor Investment Advisory
Maryland
$821K +$821K +14,581 New
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$799K -$41K -728 -5%
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$784K +$773K +13,732 +6,866%
SIA
42
SeaBridge Investment Advisors
New Jersey
$702K -$274K -4,870 -28%
SPIA
43
Steward Partners Investment Advisory
New York
$695K +$301K +5,345 +76%
EWM
44
Edge Wealth Management
New York
$671K +$320K +5,748 +91%
DADC
45
D.A. Davidson & Co
Montana
$514K -$48.6K -864 -9%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$512K +$45.5K +807 +10%
MIAN
47
Mariner Independent Advisor Network
Kansas
$463K +$53.5K +949 +13%
SMC
48
Smith, Moore & Co
Missouri
$424K -$16.7K -296 -4%
LWAC
49
Laurel Wealth Advisors (California)
California
$415K -$20.9K -371 -5%
CIC
50
Carnegie Investment Counsel
Ohio
$386K -$498K -8,841 -56%
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