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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

76 hedge funds and large institutions have $260M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 31 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 21

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less capital invested

Capital invested by funds: $262M → $260M (-$2.13M)

7% less funds holding

Funds holding: 8276 (-6)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

Holders
76
Holders Change
-6
Holders Change %
-7.32%
% of All Funds
1.89%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
31
Reduced
21
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
26
US Bancorp
Minnesota
$1M +$333K +4,426 +49%
Citigroup
27
Citigroup
New York
$926K -$107K -1,423 -10%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$879K +$28.2K +375 +3%
BOIA
29
Bush ODonnell Investment Advisors
Missouri
$853K -$348K -4,621 -29%
PAG
30
Private Advisor Group
New Jersey
$846K -$10K -133 -1%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$810K +$150K +1,995 +22%
LWAC
32
Laurel Wealth Advisors (California)
California
$768K
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$705K +$55.1K +731 +8%
BTS
34
BB&T Securities
Virginia
$665K -$1.13K -15 -0.2%
SI
35
Stephens Inc
Arkansas
$635K -$11.4K -151 -2%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$617K +$34.9K +464 +6%
DADC
37
D.A. Davidson & Co
Montana
$605K -$10.7K -142 -2%
SPIA
38
Steward Partners Investment Advisory
New York
$481K -$4.67K -62 -0.9%
Citadel Advisors
39
Citadel Advisors
Florida
$426K +$433K +5,744 New
UR
40
USCA RIA
Texas
$415K
LPL Financial
41
LPL Financial
California
$393K +$92K +1,221 +30%
OC
42
Oppenheimer & Co
New York
$329K -$75.3K -1,000 -18%
LNC
43
Lincoln National Corp
Pennsylvania
$324K
MFW
44
Mosaic Family Wealth
Missouri
$309K +$3.54K +47 +1%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$307K -$1.58K -21 -0.5%
DA
46
Doliver Advisors
Texas
$300K -$154K -2,043 -34%
CSA
47
Cottage Street Advisors
Massachusetts
$275K
HighTower Advisors
48
HighTower Advisors
Illinois
$240K -$16K -213 -6%
NFG
49
Nations Financial Group
Iowa
$236K
Stifel Financial
50
Stifel Financial
Missouri
$209K -$9.19K -122 -4%

CEM Hedge Fund Activity: Q3 2017 in Review

76 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2017, worth a combined $260M — down 0.81% from $262M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of CEM and 5 opened new positions — a net loss of 6 holders — while 21 trimmed existing stakes and 31 added.

The largest buyer was Royal Bank of Canada, adding an estimated $3.38M. The largest seller was Fiduciary Trust, cutting an estimated $2.02M.

  • 76 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2017, down from 82 in Q2 2017.
  • Funds reported $260M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2017, down 0.81% quarter-over-quarter.
  • 5 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2017 and 11 closed out, a net change of -6 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2017 was Royal Bank of Canada, an estimated $3.38M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2017 was Fiduciary Trust, an estimated $2.02M sold.

Based on aggregated 13F filings for Q3 2017.