CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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76 hedge funds and large institutions have $260M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 31 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
76
Holders Change
-6
Holders Change %
-7.32%
% of All Funds
1.9%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
31
Reduced
21
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.38M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$2.14M
3
SEIA
3
Signature Estate & Investment Advisors
California
$15.8M
4
TB
4
Terril Brothers
Missouri
$10.4M
5
UBS Group
5
UBS Group
Switzerland
$8.81M

Top Sellers

1
FT
1
Fiduciary Trust
Massachusetts
$13M
2
Bank of America
2
Bank of America
North Carolina
$34M
3
AIM
3
Allen Investment Management
New York
$1.3M
4
Morgan Stanley
4
Morgan Stanley
New York
$69M
5
Wells Fargo
5
Wells Fargo
California
$3.55M
Name Holding Trade Value Shares
Change 		Shares
Change %
US Bancorp
26
US Bancorp
Minnesota
$1M +$329K +4,426 +49%
Citigroup
27
Citigroup
New York
$926K -$106K -1,423 -10%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$879K +$27.8K +375 +3%
BOIA
29
Bush ODonnell Investment Advisors
Missouri
$853K -$343K -4,621 -29%
PAG
30
Private Advisor Group
New Jersey
$846K -$9.87K -133 -1%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$810K +$148K +1,995 +22%
LWAC
32
Laurel Wealth Advisors (California)
California
$768K – – –
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$705K +$54.2K +731 +8%
BTS
34
BB&T Securities
Virginia
$665K -$1.11K -15 -0.2%
SI
35
Stephens Inc
Arkansas
$635K -$11.2K -151 -2%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$617K +$34.4K +464 +6%
DADC
37
D.A. Davidson & Co
Montana
$605K -$10.5K -142 -2%
SPIA
38
Steward Partners Investment Advisory
New York
$481K -$4.6K -62 -0.9%
Citadel Advisors
39
Citadel Advisors
Florida
$426K +$426K +5,744 New
UR
40
USCA RIA
Texas
$415K – – –
LPL Financial
41
LPL Financial
California
$393K +$90.6K +1,221 +30%
OC
42
Oppenheimer & Co
New York
$329K -$74.3K -1,000 -18%
LNC
43
Lincoln National Corp
Pennsylvania
$324K – – –
MFW
44
Mosaic Family Wealth
Missouri
$309K +$3.49K +47 +1%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$307K -$1.56K -21 -0.5%
DA
46
Doliver Advisors
Texas
$300K -$151K -2,043 -34%
CSA
47
Cottage Street Advisors
Massachusetts
$275K – – –
HighTower Advisors
48
HighTower Advisors
Illinois
$240K -$15.8K -213 -6%
NFG
49
Nations Financial Group
Iowa
$236K – – –
Stifel Financial
50
Stifel Financial
Missouri
$209K -$9.07K -122 -4%
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