TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-1.6%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$199M
AUM Growth
+$199M
Cap. Flow
+$21.8M
Cap. Flow %
10.93%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
84
Reduced
36
Closed
58

Top Buys

1
THQ
abrdn Healthcare Opportunities Fund
THQ
$4.44M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$2.49M
3
BST icon
BlackRock Science and Technology Trust
BST
$2.38M
4
SMM
Salient Midstream & MLP Fund
SMM
$2.28M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$1.67M

Top Sells

1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$2.05M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.35M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$1.16M

Sector Composition

1 Industrials 4.95%
2 Consumer Discretionary 3.58%
3 Financials 3.09%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASA
151
ASA Gold and Precious Metals
ASA
$735M
$104K 0.05%
10,307
– –
MXF
152
Mexico Fund
MXF
$264M
$104K 0.05%
+5,000
New +$104K
GDL
153
GDL Fund
GDL
$96.1M
$102K 0.05%
9,961
– –
WIA
154
Western Asset Inflation-Linked Income Fund
WIA
$196M
$99K 0.05%
8,497
+26
+0.3% +$303
BUI icon
155
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$611M
$98K 0.05%
4,746
-254
-5% -$5.25K
CEF icon
156
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$93K 0.05%
8,000
– –
CHN
157
China Fund
CHN
$167M
$91K 0.05%
5,000
– –
PSMT icon
158
Pricesmart
PSMT
$3.31B
$91K 0.05%
1,000
– –
TRF
159
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$90K 0.05%
+10,000
New +$90K
NZF icon
160
Nuveen Municipal Credit Income Fund
NZF
$2.31B
$88K 0.04%
6,352
-148,191
-96% -$2.05M
SPXX icon
161
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$325M
$86K 0.04%
6,001
– –
CEE
162
Central and Eastern Europe Fund
CEE
$103M
$82K 0.04%
4,122
– –
BOI
163
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$82K 0.04%
5,001
– –
EVV
164
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$77K 0.04%
5,440
– –
ULTR
165
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$77K 0.04%
36,000
– –
FDI
166
DELISTED
FORT DEARBORN INCOME SECS
FDI
$76K 0.04%
5,400
– –
ICB
167
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$69K 0.03%
3,843
-6,582
-63% -$118K
FDX icon
168
FedEx
FDX
$53B
$69K 0.03%
400
– –
DDF
169
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$67K 0.03%
6,767
– –
ABE
170
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$65K 0.03%
4,964
– –
ARMF
171
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$65K 0.03%
3,316
– –
APB
172
DELISTED
Asia Pacific Fund
APB
$58K 0.03%
5,150
– –
GDX icon
173
VanEck Gold Miners ETF
GDX
$19.7B
$55K 0.03%
3,000
– –
DPG
174
Duff & Phelps Utility and Infrastructure Fund
DPG
$463M
$52K 0.03%
2,410
– –
JPI icon
175
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$287M
$52K 0.03%
2,300
– –
5 6
7
8 9