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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASA
151
ASA Gold and Precious Metals
ASA
$962M
$104K 0.05%
10,307
– –
MXF
152
Mexico Fund
MXF
$309M
$104K 0.05%
+5,000
New +$123K
GDL
153
GDL Fund
GDL
$91.8M
$102K 0.05%
9,961
– –
WIA
154
Western Asset Inflation-Linked Income Fund
WIA
$185M
$99K 0.05%
8,497
+26
+0.3% +$300
BUI icon
155
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$736M
$98K 0.05%
4,746
-254
-5% -$5.12K
CEF icon
156
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$93K 0.05%
8,000
– –
CHN
157
DELISTED
China Fund
CHN
$91K 0.05%
5,000
– –
PSMT icon
158
Pricesmart
PSMT
$5.81B
$91K 0.05%
1,000
– –
TRF
159
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$90K 0.05%
+10,000
New +$111K
NZF icon
160
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$88K 0.04%
6,352
-148,191
-96% -$2.04M
SPXX icon
161
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$86K 0.04%
6,001
– –
CEE
162
Central and Eastern Europe Fund
CEE
$135M
$82K 0.04%
4,122
-201
-5% -$4.46K
BOI
163
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$82K 0.04%
5,001
– –
EVV
164
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$77K 0.04%
5,440
– –
ULTR
165
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$77K 0.04%
36,000
– –
FDI
166
DELISTED
FORT DEARBORN INCOME SECS
FDI
$76K 0.04%
5,400
– –
FDX icon
167
FedEx
FDX
$73.5B
$69K 0.03%
400
– –
ICB
168
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$69K 0.03%
3,843
-6,582
-63% -$117K
DDF
169
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$67K 0.03%
6,767
– –
ABE
170
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$65K 0.03%
4,964
– –
ARMF
171
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$65K 0.03%
3,316
– –
APB
172
DELISTED
Asia Pacific Fund
APB
$58K 0.03%
5,150
– –
GDX icon
173
VanEck Gold Miners ETF
GDX
$23.2B
$55K 0.03%
3,000
– –
DPG
174
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$52K 0.03%
2,410
– –
JPI
175
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$52K 0.03%
2,300
– –
5 6
7
8 9

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MEPT
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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.