Thomas J. Herzfeld Advisors’s FORT DEARBORN INCOME SECS FDI Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FDI Stock Details FDI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-5,400	Closed	-$76K	–	371
2015 Q3	$76K	Hold	5,400	–	–	0.03%	176
2015 Q2	$74K	Hold	5,400	–	–	0.03%	168
2015 Q1	$78K	Hold	5,400	–	–	0.04%	168
2014 Q4	$76K	Hold	5,400	–	–	0.04%	166
2014 Q3	$78K	Hold	5,400	–	–	0.04%	177
2014 Q2	$80K	Hold	5,400	–	–	0.05%	186
2014 Q1	$78K	Hold	5,400	–	–	0.05%	198
2013 Q4	$75K	Buy	+5,400	New	+$76K	0.04%	201

Other funds holding FDI

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FDI Position: Q4 2015 in Review

Thomas J. Herzfeld Advisors sold out of FORT DEARBORN INCOME SECS (FDI) in Q4 2015, closing a stake of 5,400 shares — an estimated $76K sold.

Thomas J. Herzfeld Advisors first reported a position in FDI in Q4 2013 and held it in 8 quarters. The position peaked at $80K in Q2 2014. 27 funds tracked by Wall St. Rank hold FDI as of Q4 2015.

Thomas J. Herzfeld Advisors reported no remaining FORT DEARBORN INCOME SECS position as of Q4 2015 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 5,400 FORT DEARBORN INCOME SECS shares in Q4 2015, an estimated $76K.
Thomas J. Herzfeld Advisors first reported a position in FORT DEARBORN INCOME SECS in Q4 2013 and held it in 8 quarters.
Thomas J. Herzfeld Advisors's FORT DEARBORN INCOME SECS position peaked at $80K in Q2 2014.
27 funds tracked by Wall St. Rank held FORT DEARBORN INCOME SECS as of Q4 2015.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.