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FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

29 hedge funds and large institutions have $31.6M invested in FORT DEARBORN INCOME SECS in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more capital invested

Capital invested by funds: $26.3M → $31.6M (+$5.28M)

0% more funds holding

Funds holding: 2929 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$8.09M +$577K +41,020 +8%
1CP
2
1607 Capital Partners
Virginia
$6.55M +$3.1M +220,361 +87%
KIM
3
Karpus Investment Management
New York
$6.07M +$1.6M +113,579 +35%
Morgan Stanley
4
Morgan Stanley
New York
$2.84M -$84.4K -5,995 -3%
FIMG
5
Financial & Investment Management Group
Michigan
$2.45M -$210K -14,916 -8%
SIA
6
Sit Investment Associates
Minnesota
$1.34M +$1.37M +96,988 New
DA
7
Doliver Advisors
Texas
$818K -$249K -17,698 -23%
OA
8
Oxbow Advisors
Texas
$726K +$2.8K +199 +0.4%
AQR Capital Management
9
AQR Capital Management
Connecticut
$547K +$103K +7,350 +23%
TC
10
TFS Capital
Pennsylvania
$334K +$341K +24,229 New
RAM
11
Redmond Asset Management
Virginia
$288K -$15.5K -1,100 -5%
LCM
12
Landscape Capital Management
New Jersey
$263K +$268K +19,023 New
SCM
13
Saba Capital Management
New York
$256K +$261K +18,559 New
GEM
14
Global Endowment Management
North Carolina
$244K
SBH
15
Segall Bryant & Hamill
Illinois
$189K -$52.3K -3,712 -21%
DAM
16
Delta Asset Management
Tennessee
$138K -$5.28K -375 -4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$123K -$43.9K -3,120 -26%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$75K +$76K +5,400 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$69K +$71.4K +5,071 New
U
20
UBS
Switzerland
$57K +$28.6K +2,030 +97%
Citigroup
21
Citigroup
New York
$31K +$4.03K +286 +14%
PAS
22
Partnervest Advisory Services
California
$26K +$26.4K +1,875 New
TRCT
23
Tower Research Capital (TRC)
New York
$15K +$7.83K +556 +111%
HR
24
Howe & Rusling
New York
$14K
TWA
25
TCI Wealth Advisors
Arizona
$9K

FDI Hedge Fund Activity: Q4 2013 in Review

29 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in FORT DEARBORN INCOME SECS (FDI) for Q4 2013, worth a combined $31.6M — up 20% from $26.3M a quarter earlier.

Fund positioning in FDI was balanced in Q4 2013: 7 funds opened new positions, 7 closed out, 8 added to existing stakes and 8 trimmed.

The largest buyer was 1607 Capital Partners, adding an estimated $3.1M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $697K sold.

  • 29 institutional investors held FORT DEARBORN INCOME SECS (FDI) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $31.6M of FORT DEARBORN INCOME SECS stock for Q4 2013, up 20% quarter-over-quarter.
  • 7 funds opened new FORT DEARBORN INCOME SECS positions in Q4 2013 and 7 closed out, a net change of 0 holders.
  • The largest FORT DEARBORN INCOME SECS buyer in Q4 2013 was 1607 Capital Partners, an estimated $3.1M added.
  • The largest FORT DEARBORN INCOME SECS seller in Q4 2013 was Wolverine Asset Management, an estimated $697K sold.

Based on aggregated 13F filings for Q4 2013.