|
1
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$20.3M
|
-1,406,842
|
Closed
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
–
|
-$11M
|
-760,697
|
Closed
|
|
|
3
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$10.6M
|
-734,742
|
Closed
|
|
|
4
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$6.23M
|
-432,011
|
Closed
|
|
|
5
|
Icon Advisers
Greenwood Village,
Colorado
|
–
|
-$4.6M
|
-318,950
|
Closed
|
|
|
6
|
|
–
|
-$1.38M
|
-96,018
|
Closed
|
|
|
7
|
Oxbow Advisors
Austin,
Texas
|
–
|
-$701K
|
-48,609
|
Closed
|
|
|
8
|
LPL Financial
San Diego,
California
|
–
|
-$311K
|
-21,502
|
Closed
|
|
|
9
|
|
–
|
-$309K
|
-21,412
|
Closed
|
|
|
10
|
SII Investments
Appleton,
Wisconsin
|
–
|
-$267K
|
-18,450
|
Closed
|
|
|
11
|
Segall Bryant & Hamill
Chicago,
Illinois
|
–
|
-$173K
|
-12,000
|
Closed
|
|
|
12
|
Delta Asset Management
Memphis,
Tennessee
|
–
|
-$143K
|
-9,925
|
Closed
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$32K
|
-2,227
|
Closed
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
–
|
-$30K
|
-2,047
|
Closed
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$26K
|
-1,800
|
Closed
|
|
|
16
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$14K
|
-1,000
|
Closed
|
|
|
17
|
Bruderman Asset Management
Locust Valley,
New York
|
–
|
-$14K
|
-1,000
|
Closed
|
|
|
18
|
Howe & Rusling
Rochester,
New York
|
–
|
-$14K
|
-1,000
|
Closed
|
|
|
19
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$13K
|
-934
|
Closed
|
|
|
20
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$9K
|
-625
|
Closed
|
|
|
21
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$8K
|
-600
|
Closed
|
|
|
22
|
|
–
|
-$9K
|
-598
|
Closed
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$5K
|
-350
|
Closed
|
|
|
24
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$1K
|
-51
|
Closed
|
|
