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FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Karpus Investment Management
1
Karpus Investment Management
New York
$14.4M +$3.9M +266,220 +38%
1607 Capital Partners
2
1607 Capital Partners
Virginia
$10.9M +$2.37M +161,652 +28%
Wells Fargo
3
Wells Fargo
California
$7.05M -$520K -35,493 -7%
Morgan Stanley
4
Morgan Stanley
New York
$3.72M -$387K -26,419 -10%
FIMG
5
Financial & Investment Management Group
Michigan
$2.6M -$14.6K -1,000 -0.6%
Oxbow Advisors
6
Oxbow Advisors
Texas
$757K -$17.9K -1,224 -2%
Doliver Advisors
7
Doliver Advisors
Texas
$645K -$129K -8,802 -17%
AQR Capital Management
8
AQR Capital Management
Connecticut
$483K +$475K +32,438 New
Redmond Asset Management
9
Redmond Asset Management
Virginia
$304K -$3.15K -215 -1%
Global Endowment Management
10
Global Endowment Management
North Carolina
$264K – – –
HighTower Advisors
11
HighTower Advisors
Illinois
$205K – – –
Segall Bryant & Hamill
12
Segall Bryant & Hamill
Illinois
$204K – – –
Landscape Capital Management
13
Landscape Capital Management
New Jersey
$171K +$168K +11,499 New
LPL Financial
14
LPL Financial
California
$159K +$156K +10,650 New
Delta Asset Management
15
Delta Asset Management
Tennessee
$149K – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$119K – – –
Thomas J. Herzfeld Advisors
17
Thomas J. Herzfeld Advisors
Florida
$80K – – –
Smith Affiliated Capital
18
Smith Affiliated Capital
New York
$38.3K – – –
Citigroup
19
Citigroup
New York
$35K -$5.24K -358 -13%
UBS
20
UBS
Switzerland
$33K +$23.8K +1,626 +289%
PAS
21
Partnervest Advisory Services
California
$28K – – –
GGPS
22
Gary Goldberg Planning Services
New York
$22K – – –
Bank of America
23
Bank of America
North Carolina
$19K – – –
Howe & Rusling
24
Howe & Rusling
New York
$15K – – –
Next Financial Group
25
Next Financial Group
Texas
$12K +$11.7K +800 New