U
FDI

UBS’s FORT DEARBORN INCOME SECS FDI Stock Holding History

UBS’s Portfolio FDI Stock Details FDI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$8K Sell
580
-1,608
-73% -$23.5K ﹤0.01% 9111
2014
Q2 		$33K Buy
2,188
+1,626
+289% +$23.8K ﹤0.01% 7440
2014
Q1 		$8K Sell
562
-3,566
-86% -$50.9K ﹤0.01% 9183
2013
Q4 		$57K Buy
4,128
+2,030
+97% +$28.6K ﹤0.01% 6797
2013
Q3 		$30K Buy
2,098
+501
+31% +$7.01K ﹤0.01% 7568
2013
Q2 		$23K Buy
+1,597
New +$24.7K ﹤0.01% 7740

Other funds holding FDI

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
AQR Capital Management
AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
RAM
Redmond Asset Management Henrico, Virginia $366M AUM 10.64% 1-Year Est. Return

UBS's FDI Position: Q3 2014 in Review

UBS reduced its FORT DEARBORN INCOME SECS (FDI) stake by 73% in Q3 2014, selling an estimated $23.5K and leaving 580 shares worth $8K. The position accounts for ﹤0.01% of the portfolio, ranked #9111.

UBS first reported a position in FDI in Q2 2013 and has held it in 6 quarters since. The position peaked at $57K in Q4 2013. 28 funds tracked by Wall St. Rank hold FDI as of Q3 2014.

  • UBS held 580 shares of FORT DEARBORN INCOME SECS worth $8K as of Q3 2014.
  • UBS sold 1,608 FORT DEARBORN INCOME SECS shares in Q3 2014, an estimated $23.5K.
  • FORT DEARBORN INCOME SECS made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9111 holding.
  • UBS first reported a position in FORT DEARBORN INCOME SECS in Q2 2013 and has held it in 6 quarters since.
  • UBS's FORT DEARBORN INCOME SECS position peaked at $57K in Q4 2013.
  • 28 funds tracked by Wall St. Rank held FORT DEARBORN INCOME SECS as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.