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FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

28 hedge funds and large institutions have $80.7M invested in FORT DEARBORN INCOME SECS in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more capital invested

Capital invested by funds: $37.8M → $80.7M (+$42.9M)

3% less funds holding

Funds holding: 2928 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

57% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 7

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
3
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAC
1
Smith Affiliated Capital
New York
$38.3M
KIM
2
Karpus Investment Management
New York
$14.4M +$3.9M +266,220 +38%
1CP
3
1607 Capital Partners
Virginia
$10.9M +$2.37M +161,652 +28%
Wells Fargo
4
Wells Fargo
California
$7.05M -$520K -35,493 -7%
Morgan Stanley
5
Morgan Stanley
New York
$3.71M -$387K -26,419 -10%
FIMG
6
Financial & Investment Management Group
Michigan
$2.6M -$14.6K -1,000 -0.6%
OA
7
Oxbow Advisors
Texas
$757K -$17.9K -1,224 -2%
DA
8
Doliver Advisors
Texas
$645K -$129K -8,802 -17%
AQR Capital Management
9
AQR Capital Management
Connecticut
$483K +$475K +32,438 New
RAM
10
Redmond Asset Management
Virginia
$304K -$3.15K -215 -1%
GEM
11
Global Endowment Management
North Carolina
$264K
HighTower Advisors
12
HighTower Advisors
Illinois
$205K
SBH
13
Segall Bryant & Hamill
Illinois
$204K
LCM
14
Landscape Capital Management
New Jersey
$171K +$168K +11,499 New
LPL Financial
15
LPL Financial
California
$159K +$156K +10,650 New
DAM
16
Delta Asset Management
Tennessee
$149K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$119K
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$80K
Citigroup
19
Citigroup
New York
$35K -$5.24K -358 -13%
U
20
UBS
Switzerland
$33K +$23.8K +1,626 +289%
PAS
21
Partnervest Advisory Services
California
$28K
GGPS
22
Gary Goldberg Planning Services
New York
$22K
Bank of America
23
Bank of America
North Carolina
$19K
HR
24
Howe & Rusling
New York
$15K
NFG
25
Next Financial Group
Texas
$12K +$11.7K +800 New

FDI Hedge Fund Activity: Q2 2014 in Review

28 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in FORT DEARBORN INCOME SECS (FDI) for Q2 2014, worth a combined $80.7M — up 114% from $37.8M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FDI and 4 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 3 added.

The largest buyer was Karpus Investment Management, adding an estimated $3.9M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $2.32M sold.

  • 28 institutional investors held FORT DEARBORN INCOME SECS (FDI) as of Q2 2014, down from 29 in Q1 2014.
  • Funds reported $80.7M of FORT DEARBORN INCOME SECS stock for Q2 2014, up 114% quarter-over-quarter.
  • 4 funds opened new FORT DEARBORN INCOME SECS positions in Q2 2014 and 5 closed out, a net change of -1 holder.
  • The largest FORT DEARBORN INCOME SECS buyer in Q2 2014 was Karpus Investment Management, an estimated $3.9M added.
  • The largest FORT DEARBORN INCOME SECS seller in Q2 2014 was Sit Investment Associates, an estimated $2.32M sold.

Based on aggregated 13F filings for Q2 2014.