Guggenheim Capital’s FORT DEARBORN INCOME SECS FDI Stock Holding History

Guggenheim Capital’s Portfolio FDI Stock Details FDI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-11,111	Closed	-$160K	–	3367
2014 Q1	$160K	Buy	+11,111	New	+$159K	﹤0.01%	2941
2013 Q4	–	Sell	-20,182	Closed	-$282K	–	3314
2013 Q3	$282K	Sell	20,182 -32,134	-61%	-$449K	﹤0.01%	2628
2013 Q2	$751K	Buy	+52,316	New	+$808K	﹤0.01%	2214

Other funds holding FDI

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

RAM

Redmond Asset Management Henrico, Virginia $366M AUM 10.64% 1-Year Est. Return

Guggenheim Capital's FDI Position: Q2 2014 in Review

Guggenheim Capital sold out of FORT DEARBORN INCOME SECS (FDI) in Q2 2014, closing a stake of 11,111 shares — an estimated $160K sold.

Guggenheim Capital first reported a position in FDI in Q2 2013 and held it in 3 quarters. The position peaked at $751K in Q2 2013. 28 funds tracked by Wall St. Rank hold FDI as of Q2 2014.

Guggenheim Capital reported no remaining FORT DEARBORN INCOME SECS position as of Q2 2014 after selling out during the quarter.
Guggenheim Capital sold 11,111 FORT DEARBORN INCOME SECS shares in Q2 2014, an estimated $160K.
Guggenheim Capital first reported a position in FORT DEARBORN INCOME SECS in Q2 2013 and held it in 3 quarters.
Guggenheim Capital's FORT DEARBORN INCOME SECS position peaked at $751K in Q2 2013.
28 funds tracked by Wall St. Rank held FORT DEARBORN INCOME SECS as of Q2 2014.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.