We are live on ! Find out more
FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

28 hedge funds and large institutions have $43.9M invested in FORT DEARBORN INCOME SECS in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2828 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

46% less capital invested

Capital invested by funds: $80.7M → $43.9M (-$36.8M)

75% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 12

Holders
28
Holders Change
Holders Change %
0%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
3
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$17.1M +$3.09M +211,552 +22%
1CP
2
1607 Capital Partners
Virginia
$11.2M +$615K +42,149 +6%
Wells Fargo
3
Wells Fargo
California
$6.51M -$339K -23,218 -5%
Morgan Stanley
4
Morgan Stanley
New York
$3.19M -$422K -28,918 -12%
FIMG
5
Financial & Investment Management Group
Michigan
$2.5M -$36K -2,470 -1%
OA
6
Oxbow Advisors
Texas
$722K -$13.9K -955 -2%
DA
7
Doliver Advisors
Texas
$547K -$80.6K -5,524 -13%
AQR Capital Management
8
AQR Capital Management
Connecticut
$362K -$109K -7,454 -23%
RCM
9
Rivernorth Capital Management
Florida
$300K +$302K +20,700 New
RAM
10
Redmond Asset Management
Virginia
$291K -$3.65K -250 -1%
GEM
11
Global Endowment Management
North Carolina
$256K
HighTower Advisors
12
HighTower Advisors
Illinois
$200K
SBH
13
Segall Bryant & Hamill
Illinois
$174K -$24.8K -1,700 -12%
LCM
14
Landscape Capital Management
New Jersey
$171K +$4.81K +330 +3%
DAM
15
Delta Asset Management
Tennessee
$144K
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$78K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$69K -$46.4K -3,180 -40%
Citigroup
18
Citigroup
New York
$25K -$9.63K -660 -28%
Bank of America
19
Bank of America
North Carolina
$18K
GGPS
20
Gary Goldberg Planning Services
New York
$14K -$7.29K -500 -33%
HR
21
Howe & Rusling
New York
$14K
NFG
22
Next Financial Group
Texas
$12K
TWA
23
TCI Wealth Advisors
Arizona
$9K
U
24
UBS
Switzerland
$8K -$23.5K -1,608 -73%
Creative Planning
25
Creative Planning
Kansas
$5K

FDI Hedge Fund Activity: Q3 2014 in Review

28 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in FORT DEARBORN INCOME SECS (FDI) for Q3 2014, worth a combined $43.9M — down 46% from $80.7M a quarter earlier.

Fund positioning in FDI was balanced in Q3 2014: 2 funds opened new positions, 2 closed out, 3 added to existing stakes and 12 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $3.09M. The largest seller was Morgan Stanley, cutting an estimated $422K.

  • 28 institutional investors held FORT DEARBORN INCOME SECS (FDI) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $43.9M of FORT DEARBORN INCOME SECS stock for Q3 2014, down 46% quarter-over-quarter.
  • 2 funds opened new FORT DEARBORN INCOME SECS positions in Q3 2014 and 2 closed out, a net change of 0 holders.
  • The largest FORT DEARBORN INCOME SECS buyer in Q3 2014 was Karpus Investment Management, an estimated $3.09M added.
  • The largest FORT DEARBORN INCOME SECS seller in Q3 2014 was Morgan Stanley, an estimated $422K sold.

Based on aggregated 13F filings for Q3 2014.