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FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Karpus Investment Management
1
Karpus Investment Management
New York
$21.1M +$1.12M +78,253 +6%
1607 Capital Partners
2
1607 Capital Partners
Virginia
$11.5M – – –
Wells Fargo
3
Wells Fargo
California
$7.29M +$655K +45,765 +10%
Morgan Stanley
4
Morgan Stanley
New York
$3.22M -$156K -10,900 -5%
FIMG
5
Financial & Investment Management Group
Michigan
$2.18M -$215K -15,025 -9%
Rivernorth Capital Management
6
Rivernorth Capital Management
Florida
$1.05M +$746K +52,127 +252%
Oxbow Advisors
7
Oxbow Advisors
Texas
$710K -$2.59K -181 -0.4%
Doliver Advisors
8
Doliver Advisors
Texas
$374K -$95.5K -6,672 -20%
Global Endowment Management
9
Global Endowment Management
North Carolina
$254K – – –
Landscape Capital Management
10
Landscape Capital Management
New Jersey
$204K -$65.6K -4,583 -24%
Segall Bryant & Hamill
11
Segall Bryant & Hamill
Illinois
$172K – – –
AQR Arbitrage
12
AQR Arbitrage
Connecticut
$162K +$162K +11,290 New
Delta Asset Management
13
Delta Asset Management
Tennessee
$143K – – –
Thomas J. Herzfeld Advisors
14
Thomas J. Herzfeld Advisors
Florida
$78K – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$69K – – –
Citigroup
16
Citigroup
New York
$46K +$20.9K +1,463 +85%
Bank of America
17
Bank of America
North Carolina
$31K +$272 +19 +0.9%
Howe & Rusling
18
Howe & Rusling
New York
$14K – – –
Bruderman Asset Management
19
Bruderman Asset Management
New York
$14K +$14.3K +1,000 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$13K +$13.4K +934 New
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$10K +$9.8K +688 New
UBS Group
22
UBS Group
Switzerland
$9K -$25K -1,748 -74%
TCI Wealth Advisors
23
TCI Wealth Advisors
Arizona
$9K – – –
Cable Hill Partners
24
Cable Hill Partners
Oregon
$5K – – –
Creative Planning
25
Creative Planning
Kansas
$5K – – –