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FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Karpus Investment Management
1
Karpus Investment Management
New York
$20.3M -$1.28M -89,570 -6%
Wells Fargo
2
Wells Fargo
California
$11M -$1.39K -97 -0%
1607 Capital Partners
3
1607 Capital Partners
Virginia
$10.6M -$262K -18,309 -2%
Sit Investment Associates
4
Sit Investment Associates
Minnesota
$6.23M +$3.46M +242,429 +128%
Icon Advisers
5
Icon Advisers
Colorado
$4.6M +$474K +33,177 +12%
Morgan Stanley
6
Morgan Stanley
New York
$1.38M -$260K -18,177 -16%
Oxbow Advisors
7
Oxbow Advisors
Texas
$701K -$3.44K -241 -0.5%
LPL Financial
8
LPL Financial
California
$311K +$39.3K +2,750 +15%
Citigroup
9
Citigroup
New York
$309K +$124K +8,706 +69%
SII Investments
10
SII Investments
Wisconsin
$267K +$113K +7,890 +75%
Segall Bryant & Hamill
11
Segall Bryant & Hamill
Illinois
$173K – – –
Delta Asset Management
12
Delta Asset Management
Tennessee
$143K – – –
Ladenburg Thalmann Financial Services
13
Ladenburg Thalmann Financial Services
Florida
$32K – – –
UBS Group
14
UBS Group
Switzerland
$30K -$1.06K -74 -3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$26K -$42.9K -3,000 -63%
Benjamin F. Edwards & Company
16
Benjamin F. Edwards & Company
Missouri
$14K – – –
Bruderman Asset Management
17
Bruderman Asset Management
New York
$14K – – –
Howe & Rusling
18
Howe & Rusling
New York
$14K – – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$13K – – –
JP Morgan Chase
20
JP Morgan Chase
New York
$9K – – –
TCI Wealth Advisors
21
TCI Wealth Advisors
Arizona
$9K – – –
Bank of America
22
Bank of America
North Carolina
$8K -$32.5K -2,275 -79%
Creative Planning
23
Creative Planning
Kansas
$5K – – –
MSI Financial Services
24
MSI Financial Services
Massachusetts
$1K – – –
HighTower Advisors
25
HighTower Advisors
Illinois
– -$215K -14,800 Closed