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FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$10.1M +$3.72M +260,466 +59%
1CP
2
1607 Capital Partners
Virginia
$8.24M +$1.4M +97,779 +21%
Wells Fargo
3
Wells Fargo
California
$7.33M -$1.1M -77,367 -13%
Morgan Stanley
4
Morgan Stanley
New York
$3.98M +$1M +70,334 +34%
FIMG
5
Financial & Investment Management Group
Michigan
$2.54M -$21.9K -1,534 -0.9%
SIA
6
Sit Investment Associates
Minnesota
$2.32M +$915K +64,062 +66%
DA
7
Doliver Advisors
Texas
$751K -$102K -7,170 -12%
OA
8
Oxbow Advisors
Texas
$751K -$7.12K -499 -0.9%
RAM
9
Redmond Asset Management
Virginia
$297K -$3.57K -250 -1%
GEM
10
Global Endowment Management
North Carolina
$255K
HighTower Advisors
11
HighTower Advisors
Illinois
$199K +$197K +13,800 New
SBH
12
Segall Bryant & Hamill
Illinois
$197K
GC
13
Guggenheim Capital
Illinois
$160K +$159K +11,111 New
DAM
14
Delta Asset Management
Tennessee
$144K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$115K -$12.8K -900 -10%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$78K
AllianceBernstein
17
AllianceBernstein
Tennessee
$77K +$75.9K +5,316 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$69K +$68.1K +4,767 New
Citigroup
19
Citigroup
New York
$40K +$6.55K +459 +20%
PAS
20
Partnervest Advisory Services
California
$27K
GGPS
21
Gary Goldberg Planning Services
New York
$22K +$21.4K +1,500 New
Bank of America
22
Bank of America
North Carolina
$18K +$14.3K +1,000 +333%
HR
23
Howe & Rusling
New York
$14K
TWA
24
TCI Wealth Advisors
Arizona
$9K
U
25
UBS
Switzerland
$8K -$50.9K -3,566 -86%