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FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.3M +$6.78M +438,956 New
KIM
2
Karpus Investment Management
New York
$3.2M +$3.44M +222,962 New
Morgan Stanley
3
Morgan Stanley
New York
$2.56M +$2.75M +178,148 New
1CP
4
1607 Capital Partners
Virginia
$2.2M +$2.37M +153,391 New
GC
5
Guggenheim Capital
Illinois
$751K +$808K +52,316 New
DA
6
Doliver Advisors
Texas
$659K +$709K +45,908 New
FIMG
7
Financial & Investment Management Group
Michigan
$521K +$560K +36,259 New
WAM
8
Wolverine Asset Management
Illinois
$492K +$529K +34,279 New
RAM
9
Redmond Asset Management
Virginia
$335K +$361K +23,350 New
GEM
10
Global Endowment Management
North Carolina
$254K +$273K +17,698 New
SBH
11
Segall Bryant & Hamill
Illinois
$250K +$269K +17,412 New
KCG
12
Knight Capital Group
$166K +$178K +11,535 New
DAM
13
Delta Asset Management
Tennessee
$149K +$160K +10,350 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$142K +$153K +9,900 New
Citigroup
15
Citigroup
New York
$24K +$25.6K +1,656 New
Creative Planning
16
Creative Planning
Kansas
$24K +$25.8K +1,670 New
U
17
UBS
Switzerland
$23K +$24.7K +1,597 New
Bank of America
18
Bank of America
North Carolina
$18K +$20.1K +1,300 New
HR
19
Howe & Rusling
New York
$14K +$15.4K +1,000 New
FBC
20
Fairfield, Bush & Co
Connecticut
$11K +$12.4K +800 New
TWA
21
TCI Wealth Advisors
Arizona
$9K +$9.65K +625 New
TRCT
22
Tower Research Capital (TRC)
New York
$8K +$8.31K +538 New
SAC
23
Smith Affiliated Capital
New York
$6.16K
US Bancorp
24
US Bancorp
Minnesota
$5K +$5.65K +366 New
Ameriprise
25
Ameriprise
Minnesota
$2K +$1.9K +123 New