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FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Karpus Investment Management
1
Karpus Investment Management
New York
$21.7M -$403K -27,787 -2%
Wells Fargo
2
Wells Fargo
California
$11M +$266K +18,349 +2%
1607 Capital Partners
3
1607 Capital Partners
Virginia
$10.9M -$352K -24,233 -3%
Icon Advisers
4
Icon Advisers
Colorado
$4.15M +$707K +48,705 +21%
Sit Investment Associates
5
Sit Investment Associates
Minnesota
$2.75M +$2.18M +150,504 +385%
Morgan Stanley
6
Morgan Stanley
New York
$1.66M -$75K -5,170 -4%
Oxbow Advisors
7
Oxbow Advisors
Texas
$709K +$1.04K +72 +0.1%
LPL Financial
8
LPL Financial
California
$271K +$272K +18,752 New
HighTower Advisors
9
HighTower Advisors
Illinois
$215K – – –
IFP Advisors
10
IFP Advisors
Florida
$192K +$192K +13,245 New
Citigroup
11
Citigroup
New York
$184K +$154K +10,594 +502%
Segall Bryant & Hamill
12
Segall Bryant & Hamill
Illinois
$174K – – –
SII Investments
13
SII Investments
Wisconsin
$154K +$153K +10,560 New
Delta Asset Management
14
Delta Asset Management
Tennessee
$144K – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$70K – – –
Bank of America
16
Bank of America
North Carolina
$41K +$4.35K +300 +12%
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
$32K +$32.3K +2,227 New
UBS Group
18
UBS Group
Switzerland
$31K -$4.83K -333 -14%
Bruderman Asset Management
19
Bruderman Asset Management
New York
$15K – – –
Howe & Rusling
20
Howe & Rusling
New York
$15K – – –
Benjamin F. Edwards & Company
21
Benjamin F. Edwards & Company
Missouri
$15K +$14.5K +1,000 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$14K – – –
JP Morgan Chase
23
JP Morgan Chase
New York
$9K +$8.68K +598 New
TCI Wealth Advisors
24
TCI Wealth Advisors
Arizona
$9K +$9.07K +625 New
Creative Planning
25
Creative Planning
Kansas
$5K – – –