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FDI

FORT DEARBORN INCOME SECS
FDI

Delisted

FDI was delisted on the 17th of May, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Karpus Investment Management
1
Karpus Investment Management
New York
$21.5M +$902K +64,576 +4%
1607 Capital Partners
2
1607 Capital Partners
Virginia
$11M -$306K -21,921 -3%
Wells Fargo
3
Wells Fargo
California
$10.5M +$701K +50,166 +7%
Icon Advisers
4
Icon Advisers
Colorado
$3.34M +$1.66M +118,930 +101%
Morgan Stanley
5
Morgan Stanley
New York
$1.68M -$861K -61,671 -34%
Oxbow Advisors
6
Oxbow Advisors
Texas
$688K -$5.28K -378 -0.8%
Sit Investment Associates
7
Sit Investment Associates
Minnesota
$551K +$546K +39,078 New
HighTower Advisors
8
HighTower Advisors
Illinois
$209K – – –
Segall Bryant & Hamill
9
Segall Bryant & Hamill
Illinois
$169K – – –
Delta Asset Management
10
Delta Asset Management
Tennessee
$140K – – –
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
$76K – – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$68K – – –
Bank of America
13
Bank of America
North Carolina
$36K -$14K -1,000 -28%
UBS Group
14
UBS Group
Switzerland
$34K +$3.23K +231 +10%
Citigroup
15
Citigroup
New York
$30K -$1.49K -107 -5%
Bruderman Asset Management
16
Bruderman Asset Management
New York
$14K – – –
Howe & Rusling
17
Howe & Rusling
New York
$14K – – –
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$13K – – –
Creative Planning
19
Creative Planning
Kansas
$5K +$4.89K +350 New
Tower Research Capital (TRC)
20
Tower Research Capital (TRC)
New York
$3K +$2.97K +213 New
American International Group
21
American International Group
New York
$1K – – –
MSI Financial Services
22
MSI Financial Services
Massachusetts
$1K – – –
FIMG
23
Financial & Investment Management Group
Michigan
– -$1.77M -128,517 Closed
Landscape Capital Management
24
Landscape Capital Management
New Jersey
– -$306K -22,208 Closed
Global Endowment Management
25
Global Endowment Management
North Carolina
– -$244K -17,698 Closed