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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$5.15M
Cap. Flow
-$1.35M
Cap. Flow %
-0.77%
Top 10 Hldgs %
25.98%
Holding
336
New
52
Increased
59
Reduced
61
Closed
48

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.07M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$1.55M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.34M
4
CYBX
CYBERONICS INC
CYBX
+$1.12M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M

Top Sells

Rank Stock Value
1
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$1.8M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.67M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.44M
4
AVK
Advent Convertible and Income Fund
AVK
+$1.16M
5
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$1.14M

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Consumer Staples 3.8%
3 Industrials 3.76%
4 Consumer Discretionary 3.28%
5 Real Estate 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMK
126
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$222K 0.13%
26,056
– –
NID
127
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$221K 0.13%
17,520
– –
IGA
128
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
$212K 0.12%
17,210
– –
BCX icon
129
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$208K 0.12%
16,756
– –
WU icon
130
Western Union
WU
$2.57B
$208K 0.12%
12,000
– –
BPOP icon
131
Popular Inc
BPOP
$11B
$205K 0.12%
6,000
– –
MSD
132
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$202K 0.12%
19,899
-2,100
-10% -$21.3K
HTR
133
DELISTED
Brookfield Total Return Fund Inc
HTR
$201K 0.11%
8,000
– –
SPE
134
Special Opportunities Fund
SPE
$140M
$190K 0.11%
11,920
– –
ICB
135
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$188K 0.11%
10,425
-5,696
-35% -$102K
NBB icon
136
Nuveen Taxable Municipal Income Fund
NBB
$447M
$185K 0.11%
9,025
-3,577
-28% -$71.6K
GEQ
137
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$184K 0.1%
9,190
-1,562
-15% -$30K
GBAB
138
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$182K 0.1%
8,258
-5,680
-41% -$121K
NML
139
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$182K 0.1%
9,001
– –
JPW
140
DELISTED
Nuveen Flexible Invstment Fd
JPW
$169K 0.1%
9,001
– –
EFF
141
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$168K 0.1%
9,331
– –
JFC
142
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$168K 0.1%
11,067
-3,112
-22% -$45.1K
ACP
143
abrdn Income Credit Strategies Fund
ACP
$640M
$165K 0.09%
9,490
– –
LCM
144
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$165K 0.09%
15,993
-10,908
-41% -$110K
CKH
145
DELISTED
Seacor Holdings Inc.
CKH
$165K 0.09%
2,068
– –
EMI
146
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$160K 0.09%
12,821
– –
RGT
147
Royce Global Value Trust
RGT
$95.8M
$159K 0.09%
16,927
-146
-0.9% -$1.32K
NPM
148
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$158K 0.09%
11,432
– –
RCG
149
RENN Fund
RCG
$20.7M
$157K 0.09%
106,588
– –
NZH
150
DELISTED
Nuveen Calif Div
NZH
$155K 0.09%
12,150
– –
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Thomas J. Herzfeld Advisors held 336 positions worth $175M, up 3% from $170M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2014 filing shows 52 new, 59 increased, 61 reduced and 48 closed positions. Its largest new stake was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M. The largest sale was BlackRock Taxable Municipal Bond Trust, an estimated $1.8M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.5% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q2 2014 buy was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M.
  • Thomas J. Herzfeld Advisors added most to Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q2 2014, an estimated $694K increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2014 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $1.14M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Taxable Municipal Bond Trust in Q2 2014, selling an estimated $1.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 26% of its $175M portfolio in Q2 2014.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 48 in Q2 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.