Thomas J. Herzfeld Advisors’s EATON VANCE FLOATING-RATE INCOME PLUS FUND EFF Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio EFF Stock Details EFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-57,344	Closed	-$892K	–	387
2020 Q4	$892K	Buy	+57,344	New	+$856K	0.42%	57
2019 Q3	–	Sell	-1,335	Closed	-$20K	–	284
2019 Q2	$20K	Hold	1,335	–	–	0.01%	187
2019 Q1	$20K	Buy	+1,335	New	+$19.9K	0.01%	210
2017 Q1	–	Sell	-1,471	Closed	-$25K	–	318
2016 Q4	$25K	Hold	1,471	–	–	0.01%	262
2016 Q3	$23K	Hold	1,471	–	–	0.01%	260
2016 Q2	$22K	Hold	1,471	–	–	0.01%	267
2016 Q1	$21K	Hold	1,471	–	–	0.01%	295
2015 Q4	$21K	Hold	1,471	–	–	0.01%	282
2015 Q3	$22K	Hold	1,471	–	–	0.01%	276
2015 Q2	$23K	Sell	1,471 -7,860	-84%	-$133K	0.01%	237
2015 Q1	$159K	Hold	9,331	–	–	0.07%	131
2014 Q4	$151K	Hold	9,331	–	–	0.08%	138
2014 Q3	$161K	Hold	9,331	–	–	0.09%	137
2014 Q2	$168K	Hold	9,331	–	–	0.1%	141
2014 Q1	$170K	Hold	9,331	–	–	0.1%	150
2013 Q4	$169K	Buy	+9,331	New	+$168K	0.1%	143

Other funds holding EFF

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

VWA

Visionary Wealth Advisors O'fallon, Illinois $2.26B AUM 19.48% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Thomas J. Herzfeld Advisors's EFF Position: Q1 2021 in Review

Thomas J. Herzfeld Advisors sold out of EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) in Q1 2021, closing a stake of 57,344 shares — an estimated $892K sold.

Thomas J. Herzfeld Advisors first reported a position in EFF in Q4 2013 and held it in 16 quarters. The position peaked at $892K in Q4 2020. 34 funds tracked by Wall St. Rank hold EFF as of Q1 2021.

Thomas J. Herzfeld Advisors reported no remaining EATON VANCE FLOATING-RATE INCOME PLUS FUND position as of Q1 2021 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 57,344 EATON VANCE FLOATING-RATE INCOME PLUS FUND shares in Q1 2021, an estimated $892K.
Thomas J. Herzfeld Advisors first reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND in Q4 2013 and held it in 16 quarters.
Thomas J. Herzfeld Advisors's EATON VANCE FLOATING-RATE INCOME PLUS FUND position peaked at $892K in Q4 2020.
34 funds tracked by Wall St. Rank held EATON VANCE FLOATING-RATE INCOME PLUS FUND as of Q1 2021.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.