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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND

Delisted

EFF was delisted on the 18th of June, 2021.

20 hedge funds and large institutions have $25.4M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

12% more capital invested

Capital invested by funds: $22.6M → $25.4M (+$2.76M)

17% less funds holding

Funds holding: 2420 (-4)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
20
Holders Change
-4
Holders Change %
-16.67%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
6
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.95M +$645K +38,808 +15%
MIG
2
Mariner Investment Group
New York
$4.6M -$44.9K -2,700 -1%
IC
3
Intersect Capital
California
$2.99M +$900K +54,169 +37%
FIMG
4
Financial & Investment Management Group
Michigan
$2.9M +$2.84M +170,824 New
RCM
5
Rivernorth Capital Management
Florida
$2.58M -$769K -46,275 -23%
UBS Group
6
UBS Group
Switzerland
$1.96M +$52K +3,128 +3%
JP Morgan Chase
7
JP Morgan Chase
New York
$1.25M +$40.9K +2,460 +3%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.14M +$23.2K +1,397 +2%
Invesco
9
Invesco
Georgia
$1.04M +$118K +7,128 +13%
Bank of America
10
Bank of America
North Carolina
$412K -$201K -12,093 -33%
GC
11
Guggenheim Capital
Illinois
$300K +$293K +17,623 New
UR
12
USCA RIA
Texas
$255K
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$218K +$73.9K +4,450 +53%
Wells Fargo
14
Wells Fargo
California
$202K +$181K +10,879 +1,087%
RVP
15
Relative Value Partners
Illinois
$172K -$250K -15,064 -60%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$159K
PIA
17
Peachtree Investment Advisors
Georgia
$125K -$19.3K -1,162 -14%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$96K -$89K -5,359 -49%
WA
19
WFG Advisors
Texas
$17K
BNP Paribas Financial Markets
20
BNP Paribas Financial Markets
France
-$753K -46,687 Closed
VKH
21
Virtu KCG Holdings
New York
-$694K -43,010 Closed
WAM
22
Wolverine Asset Management
Illinois
-$533K -33,061 Closed
TC
23
TradeLink Capital
Illinois
-$94K -5,800 Closed
BRWA
24
B. Riley Wealth Advisors
Florida
-$44 -2,700 Closed
PAM
25
Panagora Asset Management
Massachusetts
-$38K -2,385 Closed

EFF Hedge Fund Activity: Q1 2015 in Review

20 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q1 2015, worth a combined $25.4M — up 12% from $22.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of EFF and 3 opened new positions — a net loss of 4 holders — while 6 trimmed existing stakes and 8 added.

The largest buyer was Financial & Investment Management Group, opening a new position worth an estimated $2.84M. The largest seller was Rivernorth Capital Management, cutting an estimated $769K.

  • 20 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q1 2015, down from 24 in Q4 2014.
  • Funds reported $25.4M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q1 2015, up 12% quarter-over-quarter.
  • 3 funds opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q1 2015 and 7 closed out, a net change of -4 holders.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q1 2015 was Financial & Investment Management Group, an estimated $2.84M added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q1 2015 was Rivernorth Capital Management, an estimated $769K sold.

Based on aggregated 13F filings for Q1 2015.