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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND

Delisted

EFF was delisted on the 18th of June, 2021.

28 hedge funds and large institutions have $32.9M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

27% more funds holding

Funds holding: 2228 (+6)

9% more capital invested

Capital invested by funds: $30.2M → $32.9M (+$2.74M)

Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.36M +$551K +34,013 +14%
JP Morgan Chase
2
JP Morgan Chase
New York
$4.1M +$57.8K +3,567 +1%
Invesco
3
Invesco
Georgia
$3.37M -$688K -42,480 -17%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.83M +$104K +6,396 +4%
AAM
5
Advisors Asset Management
Colorado
$2.46M -$570K -35,194 -18%
MHIC
6
Marble Harbor Investment Counsel
Massachusetts
$2.16M -$3.24K -200 -0.1%
Morgan Stanley
7
Morgan Stanley
New York
$2.14M -$198K -12,243 -8%
GC
8
Guggenheim Capital
Illinois
$1.84M -$10.1K -624 -0.5%
MML Investors Services
9
MML Investors Services
Massachusetts
$1.52M +$1.55M +95,952 New
Bank of America
10
Bank of America
North Carolina
$1.31M +$1.17K +72 +0.1%
SFS
11
Shaker Financial Services
Virginia
$1.01M +$1.03M +63,608 New
BA
12
Bennicas & Associates
California
$891K
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$778K -$247K -15,249 -24%
MIG
14
Mariner Investment Group
New York
$663K +$679K +41,937 New
CRC
15
Curi RMB Capital
Illinois
$583K +$597K +36,876 New
WAM
16
Wolverine Asset Management
Illinois
$569K +$583K +36,018 New
COLIM
17
City of London Investment Management
United Kingdom
$561K +$206K +12,700 +56%
UBS Group
18
UBS Group
Switzerland
$559K +$105K +6,484 +23%
DA
19
Doliver Advisors
Texas
$270K +$276K +17,054 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$205K +$4.52K +279 +2%
Citigroup
21
Citigroup
New York
$201K +$205K +12,677 New
FAIM
22
Financial Advocates Investment Management
Washington
$161K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$148K
AG
24
Advisor Group
Arizona
$84K
ASN
25
Advisory Services Network
Georgia
$78K

EFF Hedge Fund Activity: Q3 2018 in Review

28 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q3 2018, worth a combined $32.9M — up 9.1% from $30.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new EFF positions and 1 closed out — a net gain of 6 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was MML Investors Services, opening a new position worth an estimated $1.55M. The largest seller was Invesco, cutting an estimated $688K.

  • 28 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q3 2018, up from 22 in Q2 2018.
  • Funds reported $32.9M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q3 2018, up 9.1% quarter-over-quarter.
  • 7 funds opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q3 2018 and 1 closed out, a net change of +6 holders.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q3 2018 was MML Investors Services, an estimated $1.55M added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q3 2018 was Invesco, an estimated $688K sold.

Based on aggregated 13F filings for Q3 2018.