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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF

Delisted

EFF was delisted on the 18th of June, 2021.

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17 hedge funds and large institutions have $13M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 6 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

500% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 1

326% more capital invested

Capital invested by funds: $3.05M → $13M (+$9.95M)

89% more funds holding

Funds holding: 9 → 17 (+8)

Holders
17
Holders Change
+8
Holders Change %
+88.89%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
6
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$2.57M
2
Morgan Stanley
Morgan Stanley
New York
+$2.47M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$1.21M
4
VKH
Virtu KCG Holdings
New York
+$791K
5
U
UBS
Switzerland
+$708K

Top Sellers

Rank Fund Capital Flow
1
TAM
Third Avenue Management
New York
-$545K
2
UR
USCA RIA
Texas
-$216K
Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$2.59M +$2.57M +142,723 New
Morgan Stanley
2
Morgan Stanley
New York
$2.49M +$2.47M +137,308 New
Bank of America
3
Bank of America
North Carolina
$2.06M +$684K +37,995 +50%
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$1.22M +$1.21M +67,434 New
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$872K +$519K +28,823 +150%
VKH
6
Virtu KCG Holdings
New York
$797K +$791K +43,934 New
U
7
UBS
Switzerland
$727K +$708K +39,321 +5,350%
MIG
8
Mariner Investment Group
New York
$595K +$590K +32,788 New
WAM
9
Wolverine Asset Management
Illinois
$505K +$501K +27,865 New
SCM
10
Saba Capital Management
New York
$312K +$54K +3,000 +21%
UR
11
USCA RIA
Texas
$309K -$216K -12,000 -41%
MWM
12
Merriman Wealth Management
Washington
$298K +$296K +16,435 New
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$169K +$168K +9,331 New
TRCT
14
Tower Research Capital (TRC)
New York
$22K +$17.1K +950 +380%
WA
15
WFG Advisors
Texas
$18K – – –
Wells Fargo
16
Wells Fargo
California
$11K +$10.8K +600 +60,000%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$3K +$2.7K +150 New
TAM
18
Third Avenue Management
New York
– -$545K -30,551 Closed

EFF Hedge Fund Activity: Q4 2013 in Review

17 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q4 2013, worth a combined $13M — up 326% from $3.05M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new EFF positions and 1 closed out — a net gain of 8 holders — while 6 added to existing stakes and 1 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $2.57M. The largest seller was Third Avenue Management, exiting entirely with an estimated $545K sold.

  • 17 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q4 2013, up from 9 in Q3 2013.
  • Funds reported $13M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q4 2013, up 326% quarter-over-quarter.
  • 9 funds opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q4 2013 and 1 closed out, a net change of +8 holders.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q4 2013 was Rivernorth Capital Management, an estimated $2.57M added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q4 2013 was Third Avenue Management, an estimated $545K sold.

Based on aggregated 13F filings for Q4 2013.