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EFF

EATON VANCE FLOATING-RATE INCOME PLUS FUND

Delisted

EFF was delisted on the 18th of June, 2021.

27 hedge funds and large institutions have $63.6M invested in EATON VANCE FLOATING-RATE INCOME PLUS FUND in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more capital invested

Capital invested by funds: $46M → $63.6M (+$17.6M)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

16% less funds holding

Funds holding: 3227 (-5)

63% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 8

Holders
27
Holders Change
-5
Holders Change %
-15.63%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
10
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$26.8M +$5.3M +340,328 +25%
RCM
2
Rivernorth Capital Management
Florida
$9.46M +$199K +12,757 +2%
BI
3
Bulldog Investors
New Jersey
$4.78M +$1.91M +122,744 +70%
EVM
4
Eaton Vance Management
Massachusetts
$4.01M -$132K -8,480 -3%
SIA
5
Sit Investment Associates
Minnesota
$2.19M +$1.33M +85,267 +165%
MHIC
6
Marble Harbor Investment Counsel
Massachusetts
$2.15M +$2.07K +133 +0.1%
Morgan Stanley
7
Morgan Stanley
New York
$2.08M -$27.8K -1,786 -1%
GC
8
Guggenheim Capital
Illinois
$2M +$791K +50,754 +68%
AAM
9
Advisors Asset Management
Colorado
$1.67M -$303K -19,421 -16%
BFM
10
Boothbay Fund Management
New York
$1.54M +$358K +22,966 +31%
LC
11
Lindbrook Capital
California
$1.52M +$171 +11 +0%
Bank of America
12
Bank of America
North Carolina
$886K -$89.2K -5,722 -9%
AC
13
Almitas Capital
California
$737K
IA
14
Icon Advisers
Colorado
$658K +$641K +41,147 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$597K -$1.64M -105,463 -74%
UBS Group
16
UBS Group
Switzerland
$594K -$30.3K -1,944 -5%
MC
17
Matisse Capital
Oregon
$376K -$84.2K -5,400 -19%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$289K -$215K -13,804 -43%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$261K -$16.9K -1,087 -6%
VCP
20
Verus Capital Partners
Arizona
$252K +$245K +15,729 New
FAIM
21
Financial Advocates Investment Management
Washington
$209K
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$165K +$161K +10,302 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$134K
AG
24
Advisor Group
Arizona
$94K -$15.6K -1,000 -14%
Wells Fargo
25
Wells Fargo
California
$86K +$16 +1 +0%

EFF Hedge Fund Activity: Q4 2019 in Review

27 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) for Q4 2019, worth a combined $63.6M — up 38% from $46M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of EFF and 3 opened new positions — a net loss of 5 holders — while 10 trimmed existing stakes and 10 added.

The largest buyer was Saba Capital Management, adding an estimated $5.3M. The largest seller was Royal Bank of Canada, cutting an estimated $1.64M.

  • 27 institutional investors held EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) as of Q4 2019, down from 32 in Q3 2019.
  • Funds reported $63.6M of EATON VANCE FLOATING-RATE INCOME PLUS FUND stock for Q4 2019, up 38% quarter-over-quarter.
  • 3 funds opened new EATON VANCE FLOATING-RATE INCOME PLUS FUND positions in Q4 2019 and 8 closed out, a net change of -5 holders.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND buyer in Q4 2019 was Saba Capital Management, an estimated $5.3M added.
  • The largest EATON VANCE FLOATING-RATE INCOME PLUS FUND seller in Q4 2019 was Royal Bank of Canada, an estimated $1.64M sold.

Based on aggregated 13F filings for Q4 2019.